HomeMy WebLinkAboutOctober 25Finance and Investment Committee Special Meeting
Town of Los Altos Hills
Town Hall, Monday, October 25, 2017
The meeting was called to order at 4:00 pm by Chairman Sloss.
Members present: Allan Epstein, Betty Kayton, Kjell Karlsson, Stan Mok
Christopher Nam, Bill Silver and Roddy Sloss
Members absent: Susan Mason and Chris Welborn
Associate members: Jim Lai, present; Frank Lloyd, present
Council: Gary Waldeck, present; John Radford, absent
Staff present: Carl Cahill, City Manager; Tony Sandhu – Finance Consultant and
Frances Reed, Administrative Services Technician
Public present: Jim Abraham
Guests present: Mitch Barker, Exec. Vice President, PARS; Andrew Brown, Senior
Portfolio Manager, Highmark Capital
Section 115 Trust Investment Strategy – Mitch Barker and Andrew Brown
An eighteen page handout was distributed and discussed covering questions submitted in advance,
fees, clients, similar services offered for OPEB clients, comparative performance data, and projected
CalPERS employer contributions. Five predesigned investment strategies were presented each with a
Mutual Fund or Index Fund option, and recent quarterly investment reports for each strategy were
presented and discussed. A specimen client policy statement was presented for each model
strategy. In response to a request, a single policy document covering all five strategies will be prepared
and forwarded to the Town for its consideration. PARS also offers its clients the opportunity to design
their own strategy (which is done by only a few their clients.) A standard client agreement will be
sent to Mr. Sandu for further staff review. PARS has no minimum investment requirement nor does it
have a policy limiting the number or time period of investment strategy changes a client may choose to
implement. However, Mr. Brown stated that PARS would not be an efficient investment vehicle for
investments intended to be held for less than nine months to a year. After the discussion, the Chairman
asked members to state their investment strategy preference for a PARS investment which is presented as
an attachment.
Report on Pension Prepayment Matters – Roddy Sloss
Mr. Sloss referred members to a one page summary handout of due diligence work he performed on
CalPERS provided amortization schedules for a $1.5 million prepayment of two medium term
amortization bases. Mr. Sloss reported that he could not replicate the promised 7.375% discount rate but
that his independent calculations resulted in discount rates between 6.875% and 7%. He also modeled a
CALPERS repayment strategy to PARS investment strategy for the same amount and period
noting that while PARS required a lower interest rate to accomplish a similar result, the PARS rate had
both time and market risk which the CalPERS prepayment did not. He then briefly reviewed the
available amortization bases that could be prepaid and noted that the Town’s CalPERS actuary,
Continued
October 25, 2017 FIC minutes, continued page 2.
David Clement, suggested that the longer most recent amortization bases would provide the most
favorable prepayment results. Mr.Sloss, acknowledging this is a complicated subject that was only
briefly discussed, asked members to indicate a preference for which amortization bases would be prepaid.
The results are presented in an attachment to these minutes.
Report on Finance Department activities of interest – Tony Sandhu
Mr. Sandhu noted that Ms. Huang was returning from her leave at the beginning of November and that
members interested in commenting on a draft of the Town’s CAFR financial statements should do so by
the time she returns. Mr. Sandhu also undertook to receive a copy of PARS client agreement and initiate
the Town staff review process.
Report on Council activities of interest – Gary Waldeck
Mr. Waldeck reported that the November Council Meeting agenda was full, that work on Committee
Charters would be taken up again in December, and that the proposed Short Rental Ordinance was
referred back to the Planning Commission. A Special Joint Council Meeting with Los Altos and Los
Altos Hills will be held November 16, 2017 before the Regular Council Meeting. Funding of
the proposed Los Altos Community Center and plans for a new zip code for Los Altos Hills will be
discussed.
Approval of minutes:
September 27, 2017 meeting minutes were approved as amended by members who attended that meeting.
Review of future meeting calendar:
The next FIC meeting will be a Regular meeting on December 4, 2017 to review the results of the annual
audit and CAFR with the Town’s auditors, Maze and Associates. The following Special meeting is
tentatively scheduled of Monday January 9th, 2018 to review the Bickmore prepared OPEB biennial
report. Other topics for future meetings are: Section 115 Trust Investment Policy Statement, Workers
Comp. provider change, review of long term capital plans and related policies, complete work on
prepayment of OPEB and Pension liabilities; Financial policy and procedures review; Status of Planning
and Building software (Filemaker replacement), Cost Recovery/Cost Allocation Study, LAH Sewer rate
study and updates to related published schedules and literature, review of FIC Monthly Project Summary
Report and review of Quarterly Finance Department report on financial controls.
Presentations from the floor:
Mr. Abraham stated his belief that CalPERS was not doing a satisfactory job and that if it is practical for
the Town to make alternative arrangements for employee retirement benefits, he believed that would be in
the Town’s interest although he is aware that leaving CalPERS is prohibitively expensive.
Adjournment:
At approximately 5:45 pm there were no further matters to be discussed and the meeting adjourned.
Respectfully submitted by Roddy Sloss, Committee Secretary
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