Loading...
HomeMy WebLinkAbout70-11 • • RESOLUTION NO. 70-11 A RESOLUTION OF THE CITY COUNCIL OF THE TOWN OF LOS ALTOS HILLS ADOPTING AMENDMENTS TO THE PERSONNEL RULES AND REGULATIONS AND EMPLOYEE CLASSIFICATION AND COMPENSATION PLAN WHEREAS, the Personnel Rules and Regulations and Employee Classification and Compensation Plan documents were last comprehensively reviewed and updated in 2006 and revised in 2007, 2008, 2009, 2010, and 2011; and WHEREAS, the Town the Rules and Regulations and Employee Classification and Compensation Plan must be updated to clarify existing policies and amend existing policy to conform to new laws or regulations; NOW THEREFORE, the City Council of the Town of Los Altos Hills does hereby approve and adopt amendments to the Personnel Rules and Regulations and Employee Classification and Compensation Plan, attached hereto as Exhibit A, as the personnel rules and regulations and classification and compensation plan governing the Town of Los Altos Hills. The above and foregoing Resolution was passed and adopted by the City Council of the Town of Los Altos Hills at a special meeting held on the 7th day of December, 2011 by the following vote: AYES: Summit, Larsen, Mordo, Radford, Waldeck NOES: None ABSTAIN: None ABSENT: None BY: i_/ ij Ginge rumm , Mayor ATTEST: Deborah Padovah, City Clerk Resolution No.70-11 Page 1 • . Exhibit"A" TOWN OF LOS ALTOS HILLS Employee Handbook Personnel Rules and Regulations - and - Classification and Compensation Plan Resolution No.70-11 Page 3 • S Town of Los Altos Hills Personnel Rules&Regulations Personnel Rules and Regulations Resolution No.70-11 Page 5 • Town of Los Altos Hills Personnel Rules&Regulations Insert ResolutionContents Resolution No.70-11 Page 6 • • Town of Los Altos Hills Personnel Rules&Regulations SECTION 1 1 GENERAL PROVISIONS 1 1.1 COVERAGE 1 1.2 PERSONNEL ORDINANCE 1 1.3 AMENDMENT OF RULES 1 1.4 VIOLATION OF RULES 1 1.5 MEMBERSHIP IN EMPLOYEE REPRESENTATION ORGANIZATIONS 1 SECTION 2 3 DEFINITION OF TERMS 3 2.1 "ANNIVERSARY DATE" 3 2.2 "APPOINTING AUTHORITY" 3 2.3 "AUTHORIZED POSITION" 3 2.4 "BENEFITS" 3 2.5 "CLASSIFICATION" 3 2.6 "COMPENSATION PLAN" 3 2.7 "COMPETITIVE SERVICE" 3 I2.8 "DEMOTION" 343 2.9 "DEPARTMENT HEAD" 343 2.10 "DOMESTIC PARTNER" 4 2.11 "ELECTED OFFICIAL" 4 2.12 'ELIGIBLE" 4 2.13 'ELIGIBLE LIST" 4 2.14 "EMPLOYEE" 4 2.15 'EXAMINATION" 4 2.16 "EXEMPT EMPLOYEE" 4 2.17 "GROSS MISCONDUCT" 451 2.18 "HOURLY EMPLOYEE" 5 2.19 "INTRODUCTORY PERIOD" 5 2.20 "NON-EXEMPT EMPLOYEE" 5 2.21 "MANAGEMENT EMPLOYEE" 5 2.22 "OVERTIME WORK" 5 2.23 "PART-TIME POSITION" 5 2.24 "PERSONNEL ACTION FORM" 5 2.25 "PERSONNEL OFFICER" 5 2.26 "POSITION" 5 I2.27 "PROMOTION" 565 2.28 "RECLASSIFICATION" 563 2.29 "REGISTERED DOMESTIC PARTNER" 6 2.30 "REGULAR EMPLOYEE" 6 2.31 "REINSTATEMENT" 6 2.32 "REJECTION" 6 2.33 "SALARY ADVANCEMENT" 6 2.34 "SALARY REDUCTION" 6 2.35 "SUSPENSION" 6 2.36 "TEMPORARY APPOINTMENT" 6 Resolution No.70-11 Page 7 • • Town of Los Altos Hills Personnel Rules&Regulations 2.37 "TEMPORARY POSITION" 6 2.38 "TERMINATION" 6 2.39 "TOWN" 6 2.40 "TRANSFER" r7q6 2.41 "WORK WEEK" SECTION 3 9 CLASSIFICATION 9 3.1 PREPARATION AND MAINTENANCE OF PLAN 9 3.2 ADOPTION OF PLAN 9 3.3 NEW POSITIONS 9 3.4 RECLASSIFICATION 9 SECTION 4 11 THE SELECTION AND APPOINTMENT PROCESS 11 4.1 APPLICATION PROCESS 11 4.2 APPLICATION FORMS 11 4.3 DISQUALIFICATION OF APPLICATIONS 11 4.4 NOTICE OF REJECTION OF APPLICATION 12 4.5 SELECTION PROCESS 12 4.6 WAIVER OF RESPONSIBILITY 12 4.7 PROMOTIONAL EXAMINATIONS 12 4.8 CONDUCT OF SELECTION PROCESS 13 4.9 SCORING AND QUALIFYING GRADE 13 4.10 NOTICE OF RESULTS 13 4.11 ELIGIBLE LIST 13 4.12 ELIGIBLE LIST DURATION 13 4.13 REMOVAL OF NAME 14 4.14 TYPE OF APPOINTMENTS 14 4.15 APPOINTMENTS 14 4.16 PROVISIONAL APPOINTMENTS 14 SECTION 5 15 EMPLOYMENT STATUS 15 5.1 INTRODUCTORY EMPLOYMENT 15 5.2 MANAGEMENT EMPLOYEES 16171-6 5.3 REGULAR EMPLOYMENT 161716 5.4 TEMPORARY EMPLOYMENT 166 5.5 EMERGENCY EMPLOYMENT 176 SECTION 6 181817 ATTENDANCE AND LEAVES OF ABSENCE 181817 6.1 REQUIREMENTS OF ATTENDANCE 184-84-7 6.2 SICK LEAVE 181817 6.3 CATASTROPHIC LEAVE 191918 Resolution No.70-11 Page 8 • • Town of Los Altos Hills Personnel Rules&Regulations 6.4 HOLIDAYS 202449 6.5 VACATION 21222-0 6.6 COMPENSATORY TIME OFF 22222.0 6.7 JURY DUTY/COURT APPEARANCES 222424- 6.8 2 16.8 BEREAVEMENT LEAVE 222424- 6.9 246.9 MILITARY LEAVE 222424- 6.10 216.10 INDUSTRIAL ACCIDENT LEAVE 232424- 6.11 321216.11 ADMINISTRATIVE LEAVE 232522 6.12 FAMILY AND MEDICAL LEAVE POLICY 212623 6.13 PREGNANCY DISABILITY LEAVE 294228 6.14 LEAVE WITHOUT PAY 293228 6.15 SUPERVISORY DISCRETION 30339 6.16 EXHAUSTION OF LEAVES 303329 SECTION 7 323531 COMPENSATION AND PAYROLL PRACTICES 323531 7.1 PREPARATION OF COMPENSATION PLAN 323531 7.2 ADOPTION OF PLAN 323531 7.3 AUTHORIZATION OF OVERTIME 323531 7.4 OVERTIME PAY 333632 7.5 DEFINITION OF EXEMPT EMPLOYEE 333-632 7.6 MISCELLANEOUS PAY PROVISIONS 333€332 7.7 ELIGIBILITY FOR BENEFITS 363935 SECTION 8 38413-7 PERFORMANCE EVALUATIONS 38/1137 8.1 PERFORMANCE EVALUATION PROVISIONS 38/1137 SECTION 9 40433-9 TRANSFER,RESIGNATION,LAYOFF,REINSTATEMENT,REEMPLOYMENT 404339 9.1 TRANSFER 404339 9.2 RESIGNATION 40433-9 9.3 JOB ABANDONMENT 404339 9.4 LAYOFF POLICY AND PROCEDURE 414540 9.5 REINSTATEMENT 41/1510 SECTION 10 42/1711 DISCIPLINARY ACTIONS 4211711 10.1 SUSPENSION 42/1711 10.2 REDUCTION IN PAY 421711 10.3 DEMOTION 4211711 10.4 DISMISSAL 421711 10.5 GROUNDS FOR DISCIPLINE 4211711 10.6 PROCEDURES FOR TAKING DISCIPLINARY ACTION 411913 Resolution No.70-11 Page 9 • • Town of Los Altos Hills Personnel Rules&Regulations SECTION 11 465245 APPEALS HEARING AND GRIEVANCE PROCEDURES 465215 11.1 APPEALS HEARING PROCEDURE 465215 11.2 GRIEVANCE PROCESS 495518 SECTION 12 525-8-54 RECORDS AND REPORTS 523854 12.1 PERSONNEL FILES 523 12.2 PERSONNEL ACTION FORMS 525-854- 12.3 25.85412.3 DESTRUCTION OF RECORDS 525 SECTION 13 5/16053 MANAGEMENT RIGHTS 516053 13.1 MANAGEMENT RIGHTS PROVISION 5/16053 SECTION 14 566255 MISCELLANEOUS POLICIES 566255 14.1 ANTI-HARASSMENT AND DISCRIMINATION POLICY 565 14.2 OUTSIDE EMPLOYMENT 606659 14.3 USE OF TOWN EQUIPMENT PROHIBITED 626861 14.4 EMPLOYEE DRESS CODE 636962 14.5 NEPOTISM POLICY 6564 14.6 POLICY PROHIBITING THE USE OF DRUGS AND ALCOHOL 687167 14.7 NON-SMOKING POLICY 707669 14.8 CELL PHONE POLICY 710 14.9 INTERNET AND ELECTRONIC MAIL POLICY 758474 14.10 FRAUD POLICY 798-5-77 14.11 DRIVER SELECTION POLICY .85 Resolution No.70-11 Page 10 • • Town of Los Altos Hills Personnel Rules&Regulations SECTION 1 GENERAL PROVISIONS 1.1 COVERAGE These rules establish the personnel system for the Town of Los Altos Hills. These rules shall apply to all employees of the Town except Sections 10 and 11, which shall not apply to employees excluded from the competitive service. ..-.b=-- - - . . _ . in Section 5.2). Furthermore, any section or provision which excludes a particular category of employment from coverage or defines the category of employment that is covered shall govern, and employees not covered by the section or provision shall not be entitled to the benefits or rights described therein. In addition, the provisions of Section 15.1, the Town's Anti-Discrimination and Harassment Policy, shall also apply to all elective officers and their duly appointed deputies, members of appointive boards, commission and committees, persons engaged under contract, and volunteer personnel. 1.2 PERSONNEL ORDINANCE These Personnel Rules and Regulations are adopted pursuant to Resolution No. 25 11 adopted May 12, 2011 by the City Council of the Town of Los Altos Hills. 1.3 AMENDMENT OF RULES Aamendment and revisions of these rules and regulations may be made by the City Manager and shall become effective upon adoption by the City Council. 1.4 VIOLATION OF RULES Violation of the provisions of these rules and regulations shall be grounds for rejection of applicants or disciplinary action of incumbent employees, including suspension, demotion or dismissal. 1.5 MEMBERSHIP IN EMPLOYEE REPRESENTATION ORGANIZATIONS As provided in Chapter 10, Section 3500 to 3508 of the Government Code, Tthe City Manager shall designate the employees by job titles who have been determined to be management and confidential employees. Management and confidential employees may not represent any employee organization which represents other employees on matters within the scope of representation. V-- - -- - - - -- - -- - -- -• - employee groups on matters within the scope of representation and may only join and bo 1 Resolution No.70-11 Page 11 • • Town of Los Altos Hills Personnel Rules&Regulations All other employees of the Town shall have the right to form,join and participate in the • activities of employee organizations representing appropriate bargaining units of their own choosing for the purposes of representation on all matters of employer-employee relations, including,but not limited to,wages,hours, and other terms and conditions of employment. Employees of the Town shall also have the right to refuse to join or participate in the activities of employee organizations, and shall have the right to represent themselves individually in their employment relations with the Town. 2 Resolution No.70-11 Page 12 • Town of Los Altos Hills Personnel Rules&Regulations SECTION 2 DEFINITION OF TERMS The following terms,wherever used in these Rules, shall be defined as follows: 2.1 "Anniversary Date" The future date on which a regular or introductory employee is eligible, on the basis of a satisfactory job performance evaluation for a prescribed period, for a merit salary advancement within the salary range established for the class of position he or she occupies. 2.2 "Appointing Authority" The City Manager shall have the authority to approve or disapprove appointment of employees in accordance with the Municipal Code and these rules and regulations. 2.3 "Authorized Position" Any position authorized by the City Council to be filled by the City Manager. 2.4 `Benefits" That listing of benefits provided or accrued to all persons employed by the Town in a regular position. The benefits listing is an integral part of the Compensation Plan as approved by the City Council for each fiscal year. 2.5 "Classification" All positions sufficiently similar in duties and responsibilities, and working conditions,to permit grouping under a common classification with a common title, and to permit the application with equity of common standards of selection,transfer,promotion, and salary. 2.6 "Compensation Plan" The assignment by City Council Resolution of salary ranges and/or salary rates, and related employee benefits. 2.7 "Competitive Service" The positions and employments which are included or which may hereafter be included in the Classification Plan, excluding management, temporary, provisional, emergency or other non-regular positionscxcmpt cmployees. 2.8 "Demotion" The movement of an employee from one position to another which is allocated to a classification having a lower maximum rate of pay. 2.9 "Department Head" The person appointed by the City Manager to be in charge of a department. 3 Resolution No.70-11 Page 13 • • Town of Los Altos Hills Personnel Rules&Regulations 2.10 "Domestic Partner" See"Registered Domestic Partner." 2.11 "Elected Official" City Council members. 2.12 "Eligible" A person whose name is on an employment list which has been approved by the City Manager. 2.13 "Eligible List" A list, approved by the City Manager, of names of persons who have successfully completed an examination - which may include written, oral, practical and/or interview components - for a given classification in the competitive service, and are ranked on the list in the order of the score received. 2.14 "Employee" Any person hired to work for the Town at a regular salary in a position the duties of which are subject to direct supervision and control by or ain behalf of the City Manager. Independent contractors and members of Town Committees and Commissions, whether or not compensated, shall not be deemed to be employees within the meaning of these Rules, with the exception that elected official will be considered as employees solely for the purpose of eligibility for health, dental and vision benefits. 2.15 "Examination" 2.15.1 Open examination: Open to all persons meeting the minimum qualifications established by the City Manager or designee. 2.15.2 Promotional examination: Limited to regular and introductory employees in the competitive service who meet the minimum qualifications established by the City Manager. 2.16 "Exempt Employee" An exempt employee shall be defined, for compensation purposes, as an employee who is exempt from overtime compensation pursuant to the Federal Fair Labor Standards Act. These employees are listed in Section 7.5. 2.17 "Gross Misconduct" Gross or egregious misconduct, including but not limited to conduct such as assault, battery, discrimination, harassment, fraud, theft, embezzlement, and other conduct prejudicial to the public welfare and the functioning of the employee's department or Town. 4 Resolution No.70-11 Page 14 • • Town of Los Altos Hills Personnel Rules&Regulations 2.18 "Hourly Employee" An employee whose compensation is based on an hourly rate. 2.19 "Introductory Period" A working test period during which an employee in a position in the competitive service is required to demonstrate fitness for the duties to which the employee is appointed by actual performance of the duties of the position. Employees in positions outside of the competitive service are not subject to an introductory period because those positions are at-will. 2.20 "Non-Exempt Employee" A non-exempt employee shall be defined, for compensation purposes, as an employee who is not exempt from overtime compensation under the federal Fair Labor Standards Act. 2.21 "Management Employee" An employee who holds a position designated as "management." These employees are listed in Section 5.2. 2.22 "Overtime Work" Work by non-exempt employees which is authorized and in excess of forty(40) hours in a designated work week.which is required and authorized in excess of the basic work 2.23 "Part-time Position" A position having a work-week of fewer hours than the work-week established for full- time positions in the class. A part-time position may be either regular or temporary. 2.24 "Personnel Action Form" A multi-purpose form approved by the City Manager for use in processing changes in an employee's salary rate, employment status, or other matters set forth in this Resolution. 2.25 "Personnel Officer" The City Manager or designated representative(designee). 2.26 "Position" A particular job assignment which includes certain duties and responsibilities assigned to a single employee and performed on either a full-time or part-time basis. 2.27 "Promotion" The movement of an employee from one position to another which is allocated to a classification with a higher maximum rate of pay. 2.28 "Reclassification" The reassignment of a position from one class to a different class in accordance with a re- evaluation of the minimum qualifications, duties and responsibilities of the position. 5 Resolution No.70-11 Page 15 • • Town of Los Altos Hills Personnel Rules&Regulations 2.29 "Registered Domestic Partner" Individual who is registered, along with another person, with the California Secretary of State as Domestic Partners. 2.30 "Regular Employee" An employee in the competitive service who has successfully completed the introductory period and has been retained with regular status as hereafter provided in these Rules. 2.31 "Reinstatement" The re-employment without examination of a former employee. 2.32 "Rejection" The separation of an employee from the service during the introductory period. 2.33 "Salary Advancement" A salary increase within the limits of the pay range established for a classification. 2.34 "Salary Reduction" A salary decrease within the limits of the pay range established for a classification. 2.35 "Suspension" The temporary separation from the service of an employee without pay for disciplinary purposes. 2.36 "Temporary Appointment" An appointment to a position of limited duration of a person who possesses the minimum qualifications established for a particular class. 2.37 "Temporary Position" A full-time or part-time position of limited duration. 2.38 "Termination" The separation of an employee from the Town service because of retirement, resignation, layoff, death1-ef-dismissal, inability to perform the essential functions of a position, or for any other lawful reason. 2.39 "Town" The Town of Los Altos Hills. 2.40 "Transfer" A change of an employee from one position to another position in the same class or in a comparable class with the same maximum rate of pay. 6 Resolution No.70-11 Page 16 • • Town of Los Altos Hills Personnel Rules&Regulations 2.41 "Work Week" The standard work week for full-time employees of the Town shall be forty (40) hours. For purposes of payroll, the work week begins on Sunday (midnight) and ends on the next consecutive Sunday (midnight). At the discretion of the City Manager, alternative work schedules and work weeks may be offered. For those employees participating in a "9/80"work schedule, the work week will begin at neen-en the midpoint of the work day the employee is regularly scheduled to work eight hours and will end at noon on the day they are scheduled to be off. 7 Resolution No.70-11 Page 17 • • Town of Los Altos Hills Personnel Rules&Regulations Page Left Blank Intentionally 8 Resolution No.70-11 Page 18 S ! Town of Los Altos Hills Personnel Rules&Regulations SECTION 3 CLASSIFICATION 3.1 PREPARATION AND MAINTENANCE OF PLAN The City Manager shall ascertain and record the duties and responsibilities of all positions in the competitive service and, after consultation with heads of departments affected, prepare and maintain the Classification Plan. The Classification Plan shall consist of a list of every classification in use by the Town. The Classification Plan shall also contain, as an addendum,job descriptions for each position, which shall include the class title; a description of the position; examples of typical duties and responsibilities; and a description of abilities and other qualifications for the position. 3.2 ADOPTION OF PLAN Before the classification plan or any part thereof shall become effective, it shall first be approved by the City Council. The job classification plan shall be amended or revised when required in the same manner as originally established. 3.3 NEW POSITIONS When a new position is created by City Council action, before the same may be filled, and except as otherwise provided by Municipal Code or these Rules, no person shall be appointed or employed to fill such position until the classification plan shall have been amended to provide therefore. 3.4 RECLASSIFICATION Positions, the duties of which have changed materially so as to necessitate reclassification, shall be assigned by the City Manager to a more appropriate class, whether new or already created. Reclassification shall not be used for the purpose of avoiding restrictions concerning demotions and promotions. 9 Resolution No.70-11 Page 19 - �I • Town of Los Altos Hills Personnel Rules&Regulations Page Left Blank Intentionally 10 Resolution No.70-11 Page 20 • Town of Los Altos Hills Personnel Rules&Regulations SECTION 4 THE SELECTION AND APPOINTMENT PROCESS 4.1 APPLICATION PROCESS All openings shall be publicized by placing a classified advertisement regarding the position in newspapers of general circulation and/or on official bulletin boards and by such other recruiting activities as the City Manager deems necessary or advisable to fill a particular position in a way which meets the Town's goal of obtaining the most qualified employees. The Announcement shall include: Title and pay for the position; the nature of the work to be performed; the minimum qualifications; the essential functions of the position; the method of applying; the closing date for the application, if one is established; and such other information as seems desirable in the discretion of the City Manager. 4.2 APPLICATION FORMS Job applications shall be made on forms provided by the City Manager or designee. All applications must be completed in full and signed by the person applying. 4.3 DISQUALIFICATION OF APPLICATIONS The City Manager or designee shall reject an application, or after examination, shall disqualify or remove the applicant's name from an eligible list, if the applicant: 1. Has made false statements, or practiced any deception or fraud on the application, declarations or in securing eligibility appointment; 2. Is found to lack any of the requirements, certifications, or qualifications for the position involved; 3. Is physically or psychologically unfit for the performance of the position duties, and cannot be reasonably accommodated, including, but not limited to, .. . . . . ... - -.-.; 71 4. Has been convicted of a crime (including no contest pleas), either a misdemeanor involving moral turpitude or felony, that relates to the position duties that the applicant would perform; 5. Used or attempted to use inappropriate political pressure or bribery to secure an advantage in the examination or appointment; 6. Directly or indirectly obtained information regarding examinations; 11 Resolution No.70-11 Page 21 • • Town of Los Altos Hills Personnel Rules&Regulations 7. Failed to submit the employment application correctly or within the prescribed time limits; 8. Has had his/her privilege to operate a motor vehicle in the State of California suspended or revoked, if driving is a job requirement; 9. For any material cause which in the judgment of the City Manager or designee would render the applicant unfit for the position. 4.4 NOTICE OF REJECTION OF APPLICATION Defective applications may be returned to the applicant with notice to amend and refile, provided that the time limit for receiving applications has not expired. 4.5 SELECTION PROCESS After the time limit for receiving applications for a particular position has expired, the City Manager or designee shall determine the total number of applicants who meet the minimum qualifications for the positions. The chosen applicants shall then be given further consideration for the position by being allowed to participate further in the selection process. The particular selection process shall be established for each position by the City Manager. 4.6 WAIVER OF RESPONSIBILITY Candidates required to take part in physical agility or demonstration tests will be required to sign a waiver of responsibility freeing the Town of all liability arising from injury incurred during the examination. 4.7 PROMOTIONAL EXAMINATIONS When the City Manager finds that it is in the best interests of the Town, vacancies in the competitive service shall be filled by promotion from within the competitive service, after an eligibility list is established. Only employees who meet the requirements for the classification set forth in the promotional examination announcements may be admitted to promotional examinations. If, in the opinion of the City Manager, it is in the best interest of the Town to use an open, competitive examination instead of a closed, promotional examination, then he/she shall call for applications for the vacancy and arrange for an open, competitive examination and for the preparation and certification of an eligible list. If, in his/her judgment, it in the Town's best interest, the City Manager may arrange an examination which is both open and promotional. 12 Resolution No.70-11 Page 22 • • Town of Los Altos Hills Personnel Rules&Regulations When an employee is promoted, his/her salary shall be that approved by the City Manager, except that the salary shall be at least equal to or higher in salary than the employee's present base salary. 4.8 CONDUCT OF SELECTION PROCESS The City Manager or designee may prepare and administer or contract with any competent agency or individual for the administration of any part of the selection process, as he/she deems most appropriate. 4.9 SCORING AND QUALIFYING GRADE Failure in one part of the examination, or to meet established standards described in the job announcement, will be grounds for declaring such applicant as failing in the entire examination or as disqualified for subsequent parts of an examination. A candidate's fmal score in a given examination shall be the average of the scores on each competitive part of the examination on which the applicant qualified, weighted as shown in the examination announcement. 4.10 NOTICE OF RESULTS Each applicant shall be notified by mail of the examination results, including the fmal earned score and ranking on the eligible list,if applicable. 4.11 ELIGIBLE LIST After completion of any open or promotional examination, the City Manager or designee shall prepare an eligible list consisting of the names of candidates who passed the entire selection process, arranged in order of fmal standing, from the highest to the lowest. Notwithstanding any other provision of these rules, if there are less than three (3) names on an eligible list, the City Manager may declare such list void and fill the position(s) by any method permitted by these Personnel Rules, including, but not limited to, undertaking new recruiting and selection procedures. Eligible lists shall become effective upon the approval by the City Manager. 4.12 ELIGIBLE LIST DURATION Eligible lists shall remain in effect for twelve (12) months, unless the City Manager abolishes the list, the list is exhausted or extended by the City Manager. The City Manager may abolish or extend the list at any time prior to the expiration of the list if he/she determines that it is in the best interest of the Town to do so. 13 Resolution No.70-11 Page 23 • • Town of Los Altos Hills Personnel Rules&Regulations 4.13 REMOVAL OF NAME The name of any person appearing on an eligible list shall be removed by the City Manager if the eligible so requests in writing, or fails to respond within ten(10) days to a notification of an opening from the City Manager. 4.14 TYPE OF APPOINTMENTS Vacancies may be filled by reemployment,promotion,transfer, demotion, appointment of hourly employees, or from the appropriate eligible list, if available. No specific list shall have priority over other lists. The City Manager shall decide in what manner the vacancy is to be filled. 4.15 APPOINTMENTS The City Manager shall make final appointments. When a position is to be filled from a promotional or open eligible list, the City Manager, after consultation with the department head, shall choose from the specified list any of the candidates on the eligible list. If no person among the candidates indicates a willingness to accept the appointment, or if the City Manager determines that it is in the best interest of the Town to do so, the City Manager may request a new examination to establish a new eligible list, or may fill the position by any other method authorized by these Personnel Rules. The person accepting appointment shall report to the City Manager on the date designated by the City Manager; otherwise, the applicant shall be deemed to have declined the appointment. 4.16 PROVISIONAL APPOINTMENTS In the absence of appropriate eligibility lists, a provisional appointment may be made by the City Manager, of a person meeting the minimum training and experience qualifications for the position. An employment list shall be established within six (6) months for any regular position filled by provisional appointment. The City Manager may extend the period for any provisional appointment for not more than ninety(90)days by any one action. No special credit shall be allowed in meeting any qualifications or in the giving of any test or the establishment of any open, competitive promotional lists, for service rendered under a provisional appointment. 14 Resolution No.70-11 Page 24 • • Town of Los Altos Hills Personnel Rules&Regulations SECTION 5 EMPLOYMENT STATUS 5.1 INTRODUCTORY EMPLOYMENT All original and promotional appointments to positions in the competitive service flee- management eesmanagement positions (see Section 5.2) shall be tentative and subject to an introductory period of one (1) year of actual and continuous service from the date of appointment. Positions excluded from the competitive service include all management, temporary, provisional, emergency or other non-regular positions. The City Manager shall have the discretion to extend the introductory period for any appointment, and an employee shall not pass the introductory period unless the City Manager affirms in writing that the employee has passed the introductory period and attained regular status. 5.1.1 Introductory Period Objective The introductory period shall be regarded as a part of the testing process and shall be used for closely observing the employee's work to determine the employee's fitness for the position. 5.1.2 Rejection During Introductory Period An employee may be rejected at any time during the introductory period without cause and without the right of appeal or grievance. 5.1.3 Introduction Period After Promotion On accepting a promotion, an employee serves a new introductory period of six (6) months of actual and continuous service. .An employee does not acquire regular status in the promotional position until the successful completion of this introductory period. If the employee fails to satisfactorily complete the introductory period in the promotional position, the employee shall be entitled to return to the position held prior to promotion at the range and salary held prior to promotion if such position is available and has not been eliminated pursuant to a layoff, reorganization or for other budgetary purposes. The employee is not entitled to notice,. a hearing, a right of appeal, or grievance if rejected during introduction. Performance reports shall be prepared for every employee during his/her introductory period pursuant to these Rules. The Performance report for the final three months of introduction for any employee shall be prepared i -beand forwarded by the department head to the City Manager to be received at least fifteen (15) days prior to the last day of the introductory period. This Performance report shall be accompanied by the Personnel Action Form on which 15 Resolution No.70-11 Page 25 • • Town of Los Altos Hills Personnel Rules&Regulations employee shall either be recommended for rejection prior to the end of the introductory period or recommended for approval as a regular employee commencing at the end of the introductory period. 5.2 MANAGEMENT EMPLOYEES Employees in the positions listed below are considered management employees. The City Manager position is held at the will of the City Council; all other management positions are held at the will of the City. Manager. Benefits and rights afforded to management employees may differ from non-management employees pursuant to as described in these Personnel Rules and Regulations and any applicable provisions of a compensation plan. • City Manager • City Clerk • Administrative Services Director(Finance Director) • Planning Director • Public Works Director/City Engineer The City Council may designate additional employees to qualify as management employees without the need to amend these personnel rules. 5.3 REGULAR EMPLOYMENT Regular Full-Time Employment: Employees who successfully complete their introductory period and who regularly work a minimum of forty (40) hours per week shall become full-time regular employees and shall be entitled to all the benefits provided herein. Regular Part-Time Employment: Employees who work in part-time positions of at least twenty(20)hours per week and who successfully complete their introductory period shall become part-time regular employees and shall be entitled to regular status equal to the hours worked when compared to forty (40) hours per week. Benefits provided for part- time employment shall be pro-rated based upon the comparison of hours worked to forty (40)hours per week. 5.4 TEMPORARY EMPLOYMENT Without following the rules regarding recruitment and selection, the Town may hire employees on a temporary basis,usually for up to 125 days or 1000 hours in a fiscal year for completion of a specific task or project or to address a need of limited duration. Temporary employees may be removed at any time without cause, notice or any right of appeal. Temporary employees are not eligible for benefits. 16 Resolution No.70-11 Page 26 • • Town of Los Altos Hills Personnel Rules&Regulations 5.5 EMERGENCY EMPLOYMENT To meet the immediate requirements of an emergency condition, such as a flood,. earthquake, or other public calamity which threatens public life or property, the City Manager may employ such persons as may be needed for the duration of the emergency without regard to these rules and regulations affecting appointments. 17 Resolution No.70-11 Page 27 • • Town of Los Altos Hills Personnel Rules&Regulations SECTION 6 ATTENDANCE AND LEAVES OF ABSENCE 6.1 REQUIREMENTS OF ATTENDANCE Employees shall be in attendance at their work during the hours assigned by the department head. Each department head shall submit attendance records to Payroll on standardized forms and at times specified by the City Manager or designee. Any unauthorized absence may be cause for disciplinary action, up to and including discharge from employment. Authorized absence is defined as: Permission to be absent from duty for a specified purpose,with the right to return before or upon the expiration of the leave period. The Town provides several types of leave accruals as a benefit for regular employees, as described in the benefits listing approved by Council as part of the Compensation Plan. Employees are responsible for the management of their leave balances and the appropriate use thereof. Except in extraordinary circumstances, an employee who is unable to report for work at the beginning of his or her workday or shift as established by the department head, shall notify his immediate supervisor or the City Manager before commencement of such shift. 6.2 SICK LEAVE Sick leave is defined as absence because of illness, injury, exposure to contagious disease, caring for a sick member of the employee's immediate family, or doctor and dental appointments when it is not feasible to schedule them on the employee's own time. Immediate family shall mean and include the following persons and no others: 1. A spouse or registered domestic partner of the employee. 2. A child, step child or adopted child of the employee or the employee's spouse or domestic partner. 3_A father or father in law or a mother or mother in law of the employee or the employee's spouse or domestic partner. The accrual and use of sick leave shall be governed by the following provisions: 1. Employees shall accrue sick leave at the rate of eight (8) hours for each full month of service. 18 Resolution No.70-11 Page 28 • • Town of Los Altos Hills Personnel Rules&Regulations 2. Sick leave shall not be considered as a privilege which an employee may use at his discretion,but shall be allowed only in case of necessity and actual sickness or disability of the employee or a member of the employee's immediate family. If the Town suspects an employee of abusing sick leave, the Town reserves the right to - in addition to taking disciplinary measures - request that the employee provide the Town with a doctor's verification of illness and estimated time for recovery. 3. In order to be entitled to sick leave, an employee who is unable to report for work shall so notify his or her supervisor prior to commencement of his or her shift. In addition, if the employee is absent on sick leave for more than one (1) day, the employee shall keep the supervisor informed as to the date he or she expects to return to work. 4. In any calendar year an employee shall be allowed to use accrued and available sick leave, in an amount not less than the sick leave that would be accrued during a six month period at the employee's current rate of entitlement, to attend to the illness of a child, parent, spouse or domestic partner of the employee. All restrictions placed on the use of sick leave by the Town shall apply to any such use. 6.3 CATASTROPHIC LEAVE Employees may "donate" up to sixteen (16) hours of their accrued sick leave to a catastrophic leave bank. Catastrophic leave may be granted to an employee at the discretion of the City Manger when the employee is absent because of illness, injury, exposure to contagious disease or caring for a sick member of the employee's immediate family. Immediate family shall mean and include the following persons and no others: 1. A spouse or registered domestic partner of the employee. 2. A child, step child or adopted child of the employee or the employee's spouse or domestic partner. 3. A father or father in law or a mother or mother in law of the employee or the employee's spouse or domestic partner. Such leave will be granted only when the employee has exhausted all accrued sielcpaid leave and is capped at 80 hours. 19 Resolution No.70-11 Page 29 • • Town of Los Altos Hills Personnel Rules&Regulations 6.4 HOLIDAYS Each regular and management employee of the Town shall be entitled to the following holidays with pay and no others: • New Year's Day January 1 • Martin Luther King Day Third Monday in January • Presidents'Day Third Monday in February • Memorial Day Last Monday in May • Independence Day July 4 • Labor Day First Monday in September • Columbus Day Second Monday in October • Veterans'Day November 11 • Thanksgiving Day Fourth Thursday in November • Day after Thanksgiving Fourth Friday in November • Christmas Eve Day December 24 • Christmas Day December 25 If any holiday falls upon a Sunday, the Monday following shall be treated as the holiday. If the holiday falls upon a Saturday, the Friday preceding shall be treated as the holiday. If the holiday falls on an employee's regularly scheduled time off, compensatory time shall be granted. If a non-exempt employee is required to work on a holiday, the employee will be compensated at the hourly or overtime rate as applicable, in addition to the holiday pay. No employee shall be entitled to compensation for any holiday herein specified unless such an employee shall have been employed by the Town on the day preceding and the day following such holiday. For the purposes of this paragraph, an employee who is absent on any authorized paid leave shall be deemed to be employed at such time. Temporary, provisional, emergency or other non-regular positions are not entitled to compensation for Town holidays. 20 Resolution No.70-11 Page 30 • Town of Los Altos Hills Personnel Rules&Regulations 6.5 VACATION The purpose of annual vacation leave is to enable each eligible employee annually to . -. .. . , . . - - - . All management employees and full-time regular employees shall be entitled to anfatalvacation leave with pay. Regular Part-Time employees are entitled to a vacation leave with pay prorated according to hours worked. Vacation time shall be credited on the first payroll date of employment and every pay period thereafter for each regular employee. Vacation time shall be earned at the rate of eight (8) hours for each month of service, or _. .. . ninety-six (96) hours per year. Employees are eligible to take vacation after six (6) months of service, unless otherwise authorized by the City Manager. Commencing with the fifth year anniversary, including introductory period, an employee shall earn fifteen (15) working days of vacationten (10) hours for each month of service. Commencing with the eleventh year anniversary, including introductory period, an employee shall earn thirteen and one third (13.33) hours for each month of service. In summary vacation accrues as follows; and each year thereafter shall be credited as follows: Years of Service Days of Vacation Hours Earned Per Month 1 through 5 4-28 6 through 10 4 510 11 + 2013.33 At time of hiring, the City Manager may provide a new employee credit for years of service in another public agency for purposes of determining eligibility for vacation accrual. All vacation leave must be pre-approved by the department head. Approval of leave does not indicate that the employee has available leave hours. The employee is responsible for ensuring that the leave hours are available prior to requesting approval from the department head. Use of vacation leave in less than four-hour increments shall be discouraged. Use of vacation leave earned in a given year may be deferred to the following year. However, at no time may an employee have a total balance of vacation days-hours in excess of two hundred forty (240) hours. When the employee reaches the maximum accrual,he or she shall cease earning vacation until the vacation leave balance falls below ,... ! _ _ - _. . two hundred forty(240)hours. Where a paid holiday falls during the period of an employee's vacation leave, that day shall not be charged against the employee's vacation accrual. 21 Resolution No.70-11 Page 31 • 0 Town of Los Altos Hills Personnel Rules&Regulations 6.6 COMPENSATORY TIME OFF Compensatory time off can be earned by non-exempt employees pursuant to Section 7.5, at a rate of one and a half(1.5) hours of paid time off,to be taken at a later date, for each hour of overtime worked. Compensatory time off may be accrued to a limit of eight (8) hours and may be used in lieu of other types of leave, following the provisions and requirements of vacation leave. 6.7 JURY DUTY/COURT APPEARANCES Every employee who is called or required to serve as a juror shall be entitled to be absent during the period of such service. Under such circumstances, the employee shall surrender any payment received for jury service except for mileage compensation. The Town will pay the employee his/her regular salary for this duty. An employee who is subpoenaed to appear in court in an official capacity shall be allowed to do so without loss of compensation. An employee subpoenaed to appear in court in a matter unrelated to his official capacity as an employee shall be permitted to use accrued vacation or compensatory leave for this purpose, except where the underlying matter is brought by the employee against the Town. 6.8 BEREAVEMENT LEAVE Employees shall be allowed paid time off in the event of a death in the immediate family. Up to three (3) days of such leave shall be allowed for the death of each member of the immediate family. Immediate family is defined as parent, spouse, registered domestic partner, child, dependent, sibling, and grandparent by blooddmarriage or domestic partnership. The employee may request, and the City Manager may approve in his or her absolute discretion, bereavement leave in the event of the death of other individuals or an extended period of paid or unpaid bereavement leave for greater than three(3) days. 6.9 MILITARY LEAVE Military leave . •, . - - - - .- . .,. -- . _ .. . _ . -• . - .' .- , . '. _ .. : shall be granted by the City Manager in accordance with the applicable provisions of State and Federal laws. An employee requesting military leave for this purpose shall provide the City Manager with notice as soon as possible and shall provide the City Manager with a copy of the any military orders specifying the days, site and purpose of the activity or missionor other information necessary to make a determination regarding the employee's request for leave. An employee requesting military leave shall give the City Manager an opportunity, within the limits of State and Federal law, to determine when such military leave shall be taken, and the City Manager may modify the employee's work schedule to accommodate the request ferapproved military leave. -- - -- • . - . . - - . , -- . . • •- from accrued leave balances for any military compensation that the employee receives for 22 Resolution No.70-11 Page 32 • • Town of Los Altos Hills Personnel Rules&Regulations 6.10 INDUSTRIAL ACCIDENT LEAVE Industrial accident leave means the absence from duty of an employee because of work- incurred illness or bodily injury when such absence has been accepted for coverage under the provisions of the Workers' Compensation laws of the State of California. Employees on workers' compensation leave may use accrued sick leave time to supplement any monetary difference between their normal rate of pay and workers' compensation temporary disability benefits. Upon exhaustion of accrued sick leave time, employees may elect to supplement with accrued vacation time. However, such supplementation shall not entitle employees to continue employment if otherwise qualified for separation from Town service due to disability retirement or for any other lawful reason. 6.11 ADMINISTRATIVE LEAVE The City Manager may grant, as authorized by the City Council, leave to exempt personnel who are not eligible for overtime pay up to a maximum accrual of ninety six (96) hours. Such leave shall not be deducted from vacation credits. Unused aAdministrative leave may not be carried over into the next calendar year leave i:, calendar year and is capped at ninety six (96) hours per year. This benefit is prorated to that portion of the year in which each eligible employee is employed by the Town. Use of administrative leave is allowed at the discretion of the City Manager. 23 Resolution No.70-11 Page 33 • • Town of Los Altos Hills Personnel Rules&Regulations 6.12 FAMILY AND MEDICAL LEAVE POLICY 6.12.1. Statement of Policy . _. ... - . ', -.,. . _ edical Leave Act, effective August 5, 1993 and the Moore Brown Roberti Family Rights Act effective October 5, 1993 and this policy, Tthe Town of Los Altos Hills will grant job protected unpaid family and medical leave to eligible employees for up to twelve (12) work weeks per twelve(12) -month period for any one or more of the following reasons: A. The birth of a child and in order to care for such child or the placement of a child with the employee for adoption or foster care (leave for this reason must be taken within the twelve (12) -month period following the child's birth or placement with the employee); or B. In order to care for an immediate family member, (as defined in Section 6.2 of these Rules and Regulations) of the employee, if such immediate family member has a serious health condition; or C. The employee's own serious health condition that makes the employee unable to perform the functions of his/her position. 6.12.2. Defmitions A. "Child" - means a person either under 18 years of age, or an adult dependent child. An employee's "child" is a biological, adopted, foster, step-child or legal ward or to whom the employee stands in loco parentis. B. "Twelve (12)-Month Period" - means a rolling twelve (12)-month period measured backward from the date leave is taken and continuous with each additional leave day taken. C. "Serious Health Condition" - means an illness, injury, impairment, or a physical or mental condition that involves: 1. Inpatient care; or 2. Any period of incapacity requiring absence from work for more than three calendar days AND that involves continuing treatment by a health care provider; or 3. Continuing treatment by a health care provider for a chronic or long-term health condition that is incurable or which, if left untreated, would likely result in a period of incapacity of more than three calendar days; or 24 Resolution No.70-11 Page 34 • • Town of Los Altos Hills Personnel Rules&Regulations 4. Prenatal care by a health care provider. D. "Spouse or registered domestic partner" - If both spouses or registered domestic partners work for the Town their total leave in any twelve (12)- month period may be limited to an aggregate of twelve (12) weeks if the leave is taken for either the birth or placement for adoption or foster care of a child or to care for a sick parent. This limitation does not apply to leave taken by either spouse or registered domestic partner to care for the other who is seriously ill and unable to work, to care for a child with a serious health condition, or for his/her own serious health condition. E. "Continuing Treatment" -means: 1. Two or more visits to a health care provider; or 2. Two or more treatments by a health care practitioner on referral from, or under the direction of, a health care provider; or 3. A single visit to a health care provider that results in a regimen of continuing treatment; or 4. In the case of a serious, long-term or chronic condition or disability that cannot be cured, being under the continuing supervision of, but not necessarily being actively treated by, a health care provider. 6.12.3. COVERAGE AND ELIGIBILITY To be eligible for family/medical leave an employee must: 1. Have worked for the Town of Los Altos Hills for at least twelve (12)months; and 2. Have actually worked at least 1,250 hours for the Town during the twelve (12) month period immediately preceding the commencement of the leave. 6.12.4. INTERMITTENT OR REDUCED LEAVE A. An employee may take leave intermittently(a few days or a few hours at a time) or on a reduced leave schedule to care for an immediate family member with a serious health condition or because of a serious health condition of the employee when "medically necessary." 25 Resolution No.70-11 Page 35 • S Town of Los Altos Hills Personnel Rules&Regulations 1. "Medically necessary"means there must be a medical need for the leave and that the leave can best be accomplished through an intermittent or reduced leave schedule. 2. The employee may be required to transfer temporarily to a position with equivalent pay and benefits that better accommodates recurring periods of leave when the leave is planned based on scheduled medical treatment. B. An employee may take leave intermittently or on a reduced leave schedule for birth or placement for adoption or foster care of a child only with the City Manager's consent. C. For regular part—time employees who qualify, the family and medical leave entitlement is calculated on a prorated basis. A weekly average of the hours worked over the twelve (12) weeks prior to the beginning of the leave will be used for calculating the employee's normal work week. 6.12.5. SUBSTITUTION OF PAID VACATION TIME A. If an employee requests leave for any reason permitted under this policy, he/she must exhaust all accrued leaves (except sick leave) in connection with the leave. The exhaustion of accrued leave will run concurrently with the leave under this policy. B. If an employee requests leave for his own serious health condition, in addition to exhausting accrued leave, the employee must also exhaust accrued sick leave. 6.12.6. NOTICE REQUIREMENT A. Although the Town recognizes that emergencies arise which may require employees to request immediate leave, employees are required to give as much notice as possible of their need for leave. If leave is foreseeable, at least thirty (30) days notice is required. In addition, if an employee knows that he/she will need leave in the future, but does not know the exact date(s) (e.g. for the birth of a child or to take care of a newborn), the employee shall inform his/her supervisor as soon as possible that such leave will be needed. B. If the Town determines that an employee's notice is inadequate or the employee knew about the leave in advance of the request, the Town may delay the granting of the leave until it can, in its discretion; adequately cover the position with a substitute. 26 Resolution No.70-11 Page 36 s • Town of Los Altos Hills Personnel Rules&Regulations 6.12.7. MEDICAL CERTIFICATION A. For leaves taken because of the employee's or a covered familymember's serious health condition, the employee must submit a completed "Physician P Y or Practitioner Certification" form or equivalent notice and return the certification to the City Manager or designee. Medical certification must be provided by the employee within fifteen (15) days after leave is requested,or as soon as is reasonably possible. B. The Town may require a second or third opinion (at Town's expense), periodic reports on the employee's status and intent to return to work, and a fitness-for-duty report to return to work. C. All documentation related to the employee's, family member's, or registered domestic partner's medical condition will be held in confidence and maintained in the employee's medical records file separate from the regular personnel file. 6.12.8. EFFECT ON BENEFITS A. Leave under this policy is unpaid. While on leave, the employee's health insurance premiums will be paid by the Town to the extent that they are paid while the employee is on the job. However, employees will not continue to receive other benefits which are not provided pursuant to the Town's group health plans. Employees will be eligible to participate in employment benefit plans, however, to the same extent and under the same conditions as would apply to employees on unpaid leave granted by the employer for purposes other than Family Medical Leave. B. If applicable, employees may make the appropriate contributions for continued coverage under their health insurance plans either through payroll deduction or by direct payment to the Finance Department. The employee will be advised in writing at the beginning of the leave period as to the amount and method. Employee contribution amounts are subject to any change in rates that occurs while the employee is on leave. C. If an employee's contribution is more than thirty (30) days late, the Town may terminate the employee's insurance coverage. D. Employees may re-enroll in those insurance plans that they have chosen to discontinue while on unpaid leave on the first of the month following their return. E. If the employee fails to return from unpaid family/medical leave for reasons other than (1) the continuation of a serious health condition of the employee or a covered family member or (2) circumstances beyond the 27 Resolution No.70-11 Page 37 • • Town of Los Altos Hills Personnel Rules&Regulations employee's control (certification required within thirty (30) days of failure to return for either reason), the Town may seek reimbursement from the employee for the portion of the premiums paid by the Town on behalf of that employee (also known as the employer contribution) during the period of leave. F. An employee is not entitled to seniority or benefit accrual during periods of unpaid leave but will not lose accruals earned prior to leave. Time counted towards an employee's anniversary date shall also be deferred for the time of the leave without pay. 6.12.9. JOB PROTECTION A. If the employee returns to work before or at the end of twelve (12) weeks following a family/medical leave, he/she will be reinstated to his/her former position or an equivalent position with equivalent pay, benefits, status and authority. B. The employee's restoration rights are the same as they would have been had the employee not been on leave. Thus, if the employee's position would have been eliminated or the employee would have been terminated but for the leave, the employee would not have the right to be reinstated upon return from leave. C. If the employee fails to return at the end of a family/medical leave, the employee will be reinstated to his/her same or similar position only if the position is available and the Town deems that it is appropriate to do so, in accordance with applicable laws and these Personnel Rules. If the employee's same or similar position is not available, the employee may be separated. 6.12.10. FAMILY/MEDICAL LEAVE FORMS TO BE SUBMITTED BY THE EMPLOYEE Employees must fill out the following applicable forms in connection with leave under this policy. 1. Request for Family/Medical Leave Form 2. Certification of Physician or Practitioner 3. Authorization for Payroll Deduction for Benefit Plan Coverage Continuation During a Family/Medical Leave of Absence 4. Fitness for Duty to Return from Leave 28 Resolution No.70-11 Page 38 • • Town of Los Altos Hills Personnel Rules&Regulations 6.13 PREGNANCY DISABILITY LEAVE A pregnant employee shall be entitled to a leave of absence without pay for up to four(4) months so long as the employee's attending physician certifies that she is physically unable to work due to pregnancy or a pregnancy-related condition. During said leave of absence without pay, the employee has the option of using accumulated sick leave, compensatory time and/or vacation credits. Insurance premiums will be paid by the Town to the extent that they were paid when the employee was at work only while she is using accrued leave time. She will be responsible to pay for her own insurance premiums while she is on unpaid leave. Information regarding such payments will be available in the Finance Department. rove ration of the expiration Upon approved leave, the employee shall be reinstated to her former P P Pp em tP Y position or to an available comparable position:: - ' --- .-. a .. ' ' . .. ' - : . .. . _ .. - -- . ., . . . . .. . . . - .. . . . The comparable position is one having similar terms of pay, location, job content and promotional opportunities. However, as with Family Leave, an employee has no greater right to reinstatement or to other benefits or conditions of employment than if the employee had been continuously employed during the pregnancy or pregnancy leave. Prior to the employee being reinstated, the department head may require a statement from the attending physician that the employee is physically capable of resuming the regular duties of her position. Failure to return to work after the authorized four month leave period causes the employee to have no reinstatement rights. 6.14 LEAVE WITHOUT PAY Upon the request of the employee and the recommendation of the department head, a leave of absence without pay may be granted by the City Manager, in his or her absolute discretion, to an employee. Requests for leave of absence without pay shall state specifically the reason for the request, the date when it is desired to begin the leave, and the date of return. A leave of absence without pay may be granted for a period not to exceed one year. Failure of the employee to return to his or her employment upon the termination of any authorized leave of absence shall constitute a separation from service of that employee subject to due process procedures for separation. Leave of absence without pay shall not be construed as a break in service or employment, and rights accrued at the time the leave is granted shall be retained by the employee; however, vacation credits, sick leave credits, all other paid leaves, holidays and fringe benefits and other similar benefits shall not accrue to a person granted such leave during the period of absence. Nor shall the employer be required to maintain contributions toward group insurance or retirement coverage. During the period of such leaves, all 29 Resolution No.70-11 Page 39 S Town of Los Altos Hills Personnel Rules&Regulations service and leave credits shall be retained at the levels existing as of the effective date of the leave. However, time counted toward an employee's anniversary date shall be deferred for the time of the leave without employee p Y a . The shall be reinstated to his or her former position or to an available comparable one if the former position is abolished during the period of leave and the employee would otherwise not have been laid off. 6.15 SUPERVISORY DISCRETION Department heads shall have the discretion to place employees on sick leave when in the judgment of the department head, the presence of the employee at work would endanger the health and welfare of other employees or where the illness or injury of the employee interferes with the performance of such employee's duties. 6.16 EXHAUSTION OF LEA .S When all available leaves of absence, paid or unpaid, have been exhausted and if the - _ period, if such position is vacant, the employee shall be offered employment in the 30 Resolution No.70-11 Page 40 • • Town of Los Altos Hills Personnel Rules&Regulations Page Left Blank Intentionally 31 Resolution No.70-11 Page 41 • • Town of Los Altos Hills Personnel Rules&Regulations SECTION 7 COMPENSATION AND PAYROLL PRACTICES 7.1 PREPARATION OF COMPENSATION PLAN The City Manager or designee, or the person or agency employed for that purpose, shall, during the budget preparation period each year or whenever directed by the City Council, prepare a Compensation Plan covering all classes of positions, excluding the City Manager position, showing a range of pay for each position. 7.2 ADOPTION OF PLAN The Compensation Plans for regular, full time positions and hour1ya11-positions shall be adopted by the City Council and may be amended from time to time by resolution of the City Council. Amendments and revisions of the plans may be suggested by an interested party. At the discretion of the City Manager, such amendments and revisions may be submitted to the City Council. The City Manager may approve an hourly rate of compensation for temporary positions, based on the Council-approved hourly Compensation Plan with adjustments for special circumstances. Notice of City Council consideration of the proposed Compensation Plan, amendments, or revisions shall be posted in the manner prescribed by State Law. No position shall be assigned a salary not in conformance with the salary schedule unless the salary schedule for the class is amended in the same manner as herein provided. 7.3 AUTHORIZATION OF OVERTIME Non—exempt employees may be required to work overtime at the discretion of their supervisor. The supervisor shall be empowered to authorize or require overtime as needed, including but not limited to the following types of situations: 1. To take care of operating emergencies; 2. To handle peak workloads or to fmish incomplete work when it is not possible or practical to employ additional personnel; 3. To attend meetings connected to Town business outside of regular work hours; 4. To meet temporary conditions where the Town is unable to secure qualified personnel to fill authorized positions; or 5. On occasions as deemed necessary in the judgment of the responsible supervisor. Non—exempt employees shall not be allowed to accrue overtime to perform any overtime work unless such work has been authorized by his/her supervisor. 32 Resolution No.70-11 Page 42 • Town of Los Altos Hills Personnel Rules&Regulations 7.4 OVERTIME PAY Non-exempt employees shall be compensated for overtime worked at the rate of one and one-half(1 1/2)times their regular hourly rate for all hours worked in excess of forty(40) hours in a workweek. Subject to the limitations described in Section 6.6, an employee may chose to receive compensatory time off hours at the rate of one and one-half(1.5) hours for each hour of overtime worked. The time when compensating time off may be taken shall be at the discretion of the department head. `Hours Worked'—' shall be defined, for the purpose of determining overtime as those hours for which an employee is compensated by the Town for regular work, holidays, sick leave, vacation and compensatory time off. These hours shall be counted toward the accumulation of the work week as defined in this manual. 7.5 DEFINITION OF EXEMPT EMPLOYEE The Town has determined that various executive, administrative and/or professional employees are exempt from the overtime requirements of the Fair Labor Standards Act (FLSA). Employees in the following job classifications are considered exempt: • City Manager • City Clerk • Administrative Services Director(Finance Director) • Planning Director • Public Works Director/City Engineer • Public Safety Officer • Barn Manager • Finance Manager 7.6 MISCELLANEOUS PAY PROVISIONS 7.6.1. Out-of-Classification Pay Employees who by assignment from their Ddepartment idlead or the City Manager perform the essential functions of a position with a higher salary classification than in which they are regularly employed shall receive increased compensation beginning on the third (3rd) consecutive work day that the employee performs such functions; said increased compensation will accord the employee an increase of at least five percent over his/her current regular compensation. Determinations regarding whether an employee is entitled to out- of-classification pay shall be made in the sole discretion of the City Manager. Out-of-classification assignments may be terminated by a Depai intent Head or the City Manager at any time. 33 Resolution No.70-11 Page 43 • • Town of Los Altos Hills Personnel Rules&Regulations 7.6.2 Call Out Pay Should a non-exemptn employee be directed to report to duty by the City Manager or designee, or respond to a clear and immediate emergency during off- duty hours, he/she will be compensated for hours worked at twice their regular hourly rate. Employees will be compensated for a minimum of two (2) hours for each response to an authorized call out. 7.6.3 Salary Placement/Advancement The Compensation Plan is designed to establish a reasonable range of wages for each position of employment, and allows for adequate budgetary appropriations be made for salary costs each fiscal year. The plan provides flexibility in wages in order to compensate for an employee's increased competence, experience and value added to the organization. No salary advancement shall be made so as to exceed any maximum rate established in the Compensation Plan for the employee's position. 7.6.3.1 Initial Placement New employees or those assigned to new classifications shall be assigned a salary within the range for the classification which the City Manager, with recommendation from the appropriate department head, fords to be most appropriate according to the experience, past performance, educational accomplishments and other qualifications of the employee concerned,provided adequate budgetary appropriations exist. 7.6.3.2 Salary Advancement Advancement within a salary range may, but will not automatically, occur at intervals of one(1)year in length effective with each satisfactory performance review. An exception may be made for newly hired or promoted employees,who shall have a salary advancement review six(6) months after their date of initial hire or promotion. The salary advancement review shall be contingent upon recommendation of the City Manager,based upon his/her review of the employee's performance, including but not limited to review of the following factors: increased service value of an employee to the Town, as exemplified by recommendations of his/her department head, performance records, special projects accomplished, training undertaken, or other pertinent evidence. In the event an employee is denied a salary increase on the basis of unsatisfactory performance, the City Manager may at any time during the 34 Resolution No.70-11 Page 44 Town of Los Altos Hills Personnel Rules&Regulations ensuing year approve the increase effective on the date of approval, based upon a satisfactory performance review. Failure to receive a salary increase shall not be considered disciplinary action, and is not subject to any right of appeal or grievance process. 7.6.4 Work Week The basic work week for full—time, non-exempt employees shall be forty (40) hours, rendered in units of eight (8) hours per day in a work-week which begins on Sunday at midnight and ends on the consecutive Sunday at midnight. At the discretion of the City Manager, alternative work schedules may be offered. For those employees participating in a "9/80" work schedule, the work week will begin at Hoeft-en the midpoint on the workday the employee is regulary scheduled to work eight hours and will end at noon on the day they are scheduled to be off. 7.6.5 Pay Day Pay day shall be at least twice monthly, on the 15th and last day of the month. In the event that this day falls on a weekend or holiday, pay day will be the preceding work day. 7.6.6 Preparation of Payroll The payroll shall be prepared under the direction of the City Manager in accordance with the Compensation Plan. No changes in the names or salaries on the payroll shall be made unless written instruction is received from the City Manager. 7.6.7 Meal Period A meal period up to one (1) hour, non—compensated, shall be provided all employees who work at least eight (8) hours in one day. With prior approval of the City Manager, the meal period may be reduced to forty-five (45) minutes or thirty(30)minutes. The minimum meal period shall be thirty 30 minutes. 35 Resolution No.70-11 Page 45 • • Town of Los Altos Hills Personnel Rules&Regulations 7.7 ELIGIBILITY FOR BENEFITS Benefits are set forth and occasionally revisedare determined and set by the City Council. condition and policies, and to other relevant factors. 7.7.1 Full Time Regular Employees Employees holding a full-time position shall be eligible for all benefits currently authorized by the City Council except for those benefits specifically limited to management employees. All benefits shall be listed and authorized with the approval of the Compensation Plan. 7.7.2 Part-Time Regular Employees Employees holding a part-time position shall accrue vacation, sick leave and holiday credits in the proportion that their average work week bears to that of full- time employees. To the extent possible, other benefits afforded full-time positions shall also be pro-rated. Employees scheduled to work in positions of less than 20 hours per week shall not be provided any benefits other than those required by state or federal law. 7.7.3 Other Employees Employees holding a temporary, provisional, emergency or other non-regular appointment or position shall not be provided any benefits other than those required by State or Federal law. 36 Resolution No.70-11 Page 46 • • Town of Los Altos Hills Personnel Rules&Regulations Page Left Blank Intentionally 37 Resolution No.70-11 Page 47 • • Town of Los Altos Hills Personnel Rules&Regulations SECTION 8 PERFORMANCE EVALUATIONS 8.1 PERFORMANCE EVALUATION PROVISIONS All employees should receive an annual performance review on or near their anniversary date, whether or not a pay increase is being considered. The City Manager shall provide a method of reporting of individual employee performance which relates to quantity and quality of work, ability, reliability, discipline, attendance and other factors. The City Manager shall prescribe forms for such performance evaluations and shall be responsible for assuring that such evaluations are adequate to provide information to both the employee and the Town for the purposes set forth in this section. An employee must have a satisfactory performance evaluation in order to be eligible for a salary increase or promotion. Deficiencies in performance by an employee may result in a decrease in salary, suspension, demotion or dismissal. Department heads shall rate the performance of each employee; provided, however, that the depaitment heads may delegate the responsibility for rating the performance of specified employees in their departments to that employee's supervisor. Interim reports may be completed as necessary when changes in work performance occur. Each employee shall be informed in such reports of his or her strengths and weaknesses. Each performance report shall be discussed with the employee. The employee must sign the report, acknowledging that his performance evaluation has been reviewed with him or her. Such signature shall not necessarily mean he or she fully endorses the contents of said report. Neither the performance evaluation process nor the performance reports shall be subject to any grievance and/or appeal procedure. 38 Resolution No.70-11 Page 48 • • Town of Los Altos Hills Personnel Rules&Regulations Page Left Blank Intentionally 39 Resolution No.70-11 Page 49 • • Town of Los Altos Hills Personnel Rules&Regulations SECTION 9 TRANSFER,RESIGNATION,LAYOFF, REINSTATEMENT, REEMPLOYMENT 9.1 TRANSFER No person shall be transferred to a position for which he/she does not possess the minimum qualifications; except that department heads may, on a temporary basis, assign employees to duties other than those prescribed in their classification specification or job description, where the need therefore results from injury or illness, vacation, or other leaves of absence, or where workloads temporarily create the need therefore and the best interest of the Town would be served. Upon notice to the City Manager, an employee may be transferred by the department head at any time from one position to another position in a comparable classification. For transfer purposes, a comparable classification is one with the same maximum salary, and requires substantially the same basic qualifications. If the transfer involves a change of an employee from one department to another, both department heads and the City Manager must consent thereto. Transfer shall not be used to effectuate a promotion, demotion, advancement, or reduction, each of which may be accomplished only as provided in these Rules and Regulations. Whenever possible, an employee being transferred from one position to another position in the same class or a comparable class at the same salary level shall receive five (5) working days notice. If the transfer requires the employee to move equipment from one location to another, the employee shall receive seven (7) working days notice when possible. 9.2 RESIGNATION Resignation occurs when an employee tenders a written notice of their intention to resign. A resignation becomes fmal when accepted by a Supervisor, Department Head or the City Manager. Once a resignation has been accepted by the CityTown Manager, it cannot be withdrawn without the approval of the City Manager. Employees intending on leaving the Town in good standing should give a minimum of two (2) weeks notice of his or her intents to resign. 9.3 JOB ABANDONMENT An employee may shall be deemed to have resigned if the employee is absent for three (3) consecutive work days without prior authorization and/or without notification during that period of the reason for absence. If an employee in the competitive service that has passed probation is terminated for job abandonment, and that employee challenges the determination that he/she has abandoned his/her job, the sole issue for determination in any appeal shall be whether the employee was absent for (3) consecutive work days without prior authorization and/or without notification. 40 Resolution No.70-11 Page 50 • • Town of Los Altos Hills Personnel Rules&Regulations 9.4 LAYOFF POLICY AND PROCEDURE 9.4.1 Statement of Intent Whenever, in the judgment of the City Council, it becomes necessary to abolish or eliminate funding for any position or employment, the employee holding such position or employment may shall be laid off or demoted without disciplinary action and without the right of appeal or ability to bring a grievance. 9.4.2 Notification Employees to be laid off or demoted under non-disciplinary circumstance shall be given a minimum of thirty (30) calendar days prior notice, except in exigent circumstances. 9.4.3 Order of Layoff Employees shall be laid off in the inverse order of their seniority in their classification. Seniority is determined based upon time worked in the specific classification versus overall service to the Town. In cases where there are two or more employees in the classification from which the lay-off is to be made who have the same seniority date, such employees shall be laid off on the basis of the last evaluation rating in the class. A lay-off out of the inverse order of seniority may be made if, upon recommendation of the department head and approval of the City Manager, it is determined that retention of special job skills are required or a less senior employee has a higher level of performance. Within each class employees shall be laid off in the following order, unless special skills are required or the leave of performance dictates otherwise: temporary,hourly, introductory, regular. 9.5 REINSTATEMENT A regular employee who has resigned or has otherwise been separated while in good standing, may be considered for reinstatement, upon recommendation of the department head and approval of the City Manager, to his/her former position, if vacant, or to a vacant position in the same or a comparable classification for a period of one (1) year after resignation or separation. An employee returning to work may be required to undergo fitness for duty testing at the discretion of the City Manager. Upon reinstatement, the employee shall be considered as though he/she had received an original appointment, unless other conditions are made a part of the reinstatement by the City Manager. The-An employee reinstated to a position in the competitive service will serve a new introductory period. 41 Resolution No.70-11 Page 51 • • Town of Los Altos Hills Personnel Rules&Regulations SECTION 10 DISCIPLINARY ACTIONS Section 10 only applies to employees in the competitive service that have passed probation. 10.1 SUSPENSION Suspension is a temporary separation from Town service without pay for disciplinary purposes. The department head may suspend an employee without pay. 10.2 REDUCTION IN PAY Reduction in pay is a decrease in compensation paid to an employee for a fixed period of time for disciplinary purposes. The department head may impose a reduction in pay to an employee. 10.3 DEMOTION Demotion is the movement of an employee from one position to another which is allocated to a classification having a lower maximum rate of pay. The A department head may demote an employee whose performance of his/her required duties is below standard, or for other disciplinary purposes. `---: ':- --• . .-.:- : . . . position in lieu of layoff. No employee shall be demoted to a position for which he/she does not possess the minimum qualifications. 10.4 DISMISSAL The department head may dismiss an employee whose performance of his/her required duties is below standard, or for other disciplinary purposes. Such action results in an immediate termination of the employee from Town service consistent with the provisions of this Section. 10.5 GROUNDS FOR DISCIPLINE The Town's standards of conduct are established for the guidance of all employees. These standards are only a partial list of unacceptable behaviors and conduct and are not the exclusive list of grounds for discipline. A. Fraud in securing employment or making a false statement on an application for employment. B. Incompetence, i.e., inability to comply with the minimum standard of an 42 Resolution No.70-11 Page 52 • • Town of Los Altos Hills Personnel Rules&Regulations C. Inefficiency or inexcusable neglect of duty, i.e., failure to perform duties required D. Disobedience and insubordination, a failure to submit to duly appointed and acting supervision or to conform to duly established orders or directions of persons in a supervisory position. E. Dishonesty. F. Being under the influence of alcohol or dangerous drugs or narcotics while on duty. G. Excessive absenteeism. H. Inexcusable absence. I. Abuse of sick leave, i.e., taking sick leave without a doctor's certificate when one is required, or misuse of sick leave. J. The conviction of either a misdemeanor involving moral turpitude or any felony shall constitute grounds for dismissal of any employee. The record of conviction shall be conclusive evidence only of the fact that the conviction occurred. The depal tiuent head may inquire into the circumstances surrounding the commission of the crime in order to fix the degree of discipline, or the determination if such conviction is an offense involving moral turpitude. A plea or verdict of guilty, or a conviction showing a plea of nolo contendere made to charge a felony or any offense involving moral turpitude, is deemed to be a conviction within the meaning of this Section. K. Discourteous treatment of the public or other employees. L. Improper or unauthorized use of Town property. M. Refusal to subscribe to any oath or affirmation which is required by law in connection with Town employment. N. Any act of conduct, either during or outside of duty hours which is of such a nature that it causes discredit to the Town. 0. Inattention to duty,tardiness,indolence, carelessness or negligence in the care and or handling of Town property. P. Violation of the ordinances, resolutions, rules and regulations established by the employee's department. 43 Resolution No.70-11 Page 53 • S Town of Los Altos Hills Personnel Rules&Regulations Q. Outside employment not specifically authorized by the appointing authority in accordance with Town procedures. R. Acceptance from any source of a reward, gift, or other form of remuneration in addition to regular compensation to an employee for the performance of his or her official duties- S. The refusal to testify under oath before any Grand Jury having jurisdiction over any then pending cause of inquiry in which the investigation of government bribery or misconduct. T. Improper political activity. U. Violation of the Town's Fraud Policy. V. Unauthorized overtime. 10.6 PROCEDURES FOR TAKING DISCIPLINARY ACTION Disciplinary action shall be taken in compliance with the following procedures: 10.6.1 Notice of Intent Whenever the dTown intends to suspend an employee, demote angle employee, reduce the employee in pay or dismiss the employee for disciplinary purposes,the department headTown shall give the employee a written notice of the intended discipline which sets forth the following: A. The disciplinary action intended; B. The specific charges upon which the action is based; C. A factual summary of the grounds upon which the charges are based; D. A copy of all written materials, reports, or documents upon which the discipline is based; E. Notice of the employee's right to respond to the charges either orally or in writing to the department head; F. The date,time and person before whom the employee may respond; G. Notice that failure to respond at the time specified shall constitute a waiver of the right to respond prior to final discipline being imposed. 44 Resolution No.70-11 Page 54 • • Town of Los Altos Hills Personnel Rules&Regulations 10.6.2 Response by Employee The employee shall have the right to respond to the eadTown orally or in writing. The employee shall have a right to be represented at any such meeting. Such meeting will only be permitted once and continued for no more than two (2) days. An employee must request such a meeting or submit a written response within five (5)working days after being served with a notice of intent to discipline. 10.6.3 Final Notice After the response or the expiration of the employee's time to respond to the notice of intent, the appropriate authority shall: (1) dismiss the notice of intent and take no disciplinary action against the employee or (2) modify the intended disciplinary action or (3) prepare and serve upon the employee a fmal notice of disciplinary action. The fmal notice of disciplinary action shall include the following: A. The disciplinary action taken; B. The effect of the disciplinary action taken; C. Specific charges upon which the action is based; D. A factual summary of the grounds upon which the charges are based; E. The written materials, reports and documents upon which the disciplinary action is based; F. The employee's right to appeal, if any. 45 Resolution No.70-11 Page 55 • • Town of Los Altos Hills Personnel Rules&Regulations SECTION 11 APPEALS HEARING AND GRIEVANCE PROCEDURES Section 11 only applies to employees in the competitive service that have passed probation. 11.1 APPEALS HEARING PROCEDURE The appeal procedure described herein shall apply only to cases of disciplinary suspensions, reductions in pay, demotions and dismissals affecting regular part-time and full-time nen-management-employees in the competitive service. All other positions and all other forms of discipline shall not be entitled to any appeal rights. 11.1.1 If an employee is served with a fmal notice of disciplinary action which specifies that the employee has the right to appeal said action, the employee has the right, within five (5) working days after receipt of this notice, to request a hearing on the charges by filing a written request with the City Manager. 11.1.2 If, within the five-day (5) appeal period, the employee involved does not file said a written request for an appeal,unless good cause for the failure is shown, the action of the department head discipline shall become considered eonelusivefinal and shall take effect as prescribed. 11.1.3 If the City Manager receives a timely written request for an appeal, Tthe City Manager shall,unless good cause exists otherwise, set a time for an appeal not less than twenty (20) working days, nor more than sixty (60) working days, from the date of the filing of the appeal. All interested parties shall be notified in writing of the date, time, and place of the hearing at least ten (10) working days prior to the hearing. 11.1.4 The City Manager may, in his/her discretion, refer the appeal hearing to another hearing officer. In such case, all following references to the City Manager shall be deemed to apply to said hearing officer. 11.1.5 All hearings shall be private. 11.1.6 Five (5) working days prior to the date set for the hearing each party shall serve upon the other party and submit to the City Manager a list of all witnesses and copies of all exhibits. The employer's exhibits shall be designated by number. The employee exhibits shall be designated by alphabetical letter. Neither party will be permitted to call during the hearing a reasonably have anticipated the prior need for such witness or exhibit. 46 Resolution No.70-11 Page 56 • • Town of Los Altos Hills Personnel Rules&Regulations 11.1.7 The hearing will not be conducted in accordance with technical rules relating to evidence and witnesses but hearings shall be conducted in a manner most conducive to determination of the truth. Any relevant evidence may be admitted .if it is the type of evidence on which responsible persons are accustomed to rely in the conduct of serious affairs, regardless of the existence of any common law or statutory rules which might make improper the admission of such evidence over objection in civil actions. Hearsay evidence may be used for the purpose of supplementing or explaining any direct evidence but shall not be sufficient in itself to support a fmding unless it would be admissible over objection in civil actions. The rules dealing with privileges shall be effective to the same extent that they are now or hereafter may be recognized in civil actions, and irrelevant and unduly repetitious evidence may be excluded. Decisions made by the City Manager shall not be invalidated by any informality in the proceedings. 11.1.8 The City Manager shall rule on the admission or exclusion of evidence. 11.1.9 Each party shall have these rights: To be represented by legal counsel or other person of his or her choice; to call and examine witnesses; to introduce evidence; to cross-examine opposing witnesses on any matter relevant to the issues; to impeach any witness regardless of which party first called him or her to testify; and to rebut the evidence against him/her. If the employee does not testify in his or her own behalf, he/she may be called and examined as if under cross-examination. 11.1.10 Oral evidence shall be taken only on oath or affirmation. 11.1.11 The hearing shall proceed in the following order, unless the City Manager for special reason, otherwise directs: A. The party imposing discipline shall be permitted to make an opening statement. B. The appealing party shall be permitted to make an opening statement. C. The party imposing disciplinary action shall produce the evidence on his or her part. D. The party appealing from such disciplinary action may then open his or her defense and offer his or her evidence in support thereof. E. The parties may then, in order, respectively offer rebutting evidence only, unless the City Manager for good reason, permits them to offer evidence upon their original case. 47 Resolution No.70-11 Page 57 • • Town of Los Altos Hills Personnel Rules&Regulations F. Arguments shall be permitted in the discretion of the City Manager. The party with the burden of proof shall have the right to close the hearing by making the last argument. 11.1.12 The City Manager shall determine relevancy, weight, and credibility of testimony and evidence, and shall base his or her findings on the preponderance of evidence. 11.1.13 During the examination of a witness, all other witnesses, except the parties, shall be excluded from the hearinguponmotion of either party. 11.1.14 No still photographs, moving pictures, or television pictures shall be taken in the hearing chamber during a hearing. • 11.1.15 The City Manager, prior to or during a hearing, may grant a continuance for any reason he/she believes to be important to his/her reaching a fair and proper decision. 11.1.16 The City Manager shall render his/her fmdings and decision as soon after the conclusion of the hearing as possible, and in no event, later than ten (10) working days after conducting the hearing unless otherwise stipulated by the parties. The City Manager's decision shall set forth the recommendations findings as to each of the charges and the reasons therefore. If the City Manager assigns an outside hearing officer, the hearing officer is only a fact finder and shall not make a determination regarding level of penalty or discipline. 11.1.17 The City Manager may recommend the sustaining or rejecting of any or all of the charges filed against the employee. The City Manager may recommend sustaining, rejecting, or modifying the disciplinary action invoked against the employee. 11.1.18 The decision of the City Manager is final unless appealed to the City Council. The proposed decision shall be filed with the charged employee and the department head, and shall set forth the recommended effective date the employee is to be reinstated, which may be any time on or after the date the disciplinary action went into effect. 11.1.19 Either the appealing party or the department head may file a written appeal to the proposed decision, findings, and conclusions of the City Manager within ten (10) working days of the City Manager's decision with the City Clerk. 11.1.20 The party desiring to contest the decision of the City Manager may request a transcript for review within ten (10) working days of the City 48 Resolution No.70-11 Page 58 • • Town of Los Altos Hills Personnel Rules&Regulations Manager's decision. If the appealing party requests a transcript, that party shall pay the cost of the transcript. 11.1.21 The City Council shall determine whether, in its absolute discretion, to review such appeal within twenty (20) working days of filing of the appeal. If the Council decides to review the matter, it shall review all transcripts, exhibits, and other documents it deems pertinent. The Council may ratify, modify or reverse the City Manager's decision. The decision of the City Council shall be final. 11.2 GRIEVANCE PROCESS 11.2.1 A grievance is defined as a dispute arising from the application or interpretation of a specific section of these Rules and Regulations,with the exception of any disciplinary matter. Performance evaluations or any matters within the discretion of the Town are not grievable. 11.2.2 An employee must file a grievance with his or her immediate supervisor within fifteen (15) days after the employee knew, or reasonably should have known, that grounds for a grievance existed. The employee must exhaust all steps in this grievance process before submittal of the grievance to arbitration. Any failure by an employee to abide by the timelines described in Section 11.2 shall constitute an abandonment and waiver of the grievance. 11.2.3 The employee must submit a written grievance - containing a statement of the grievance and all pertinent facts upon which it is based; the alleged section of these Rules and Regulations which has been violated; and the remedy sought - to the employee's supervisor. The supervisor shall respond in writing to the grievance within ten (10) working days unless good cause exists for a continuance. The supervisor may meet with the employee prior to issuing a decision. 11.2.4 If the employee is dissatisfied with the supervisor's decision, an appeal to the department head must be filed with the department head within ten (10) working days of the employee's receipt of the decision. The appeal must specify, in addition to the items listed in Section 11.2.3, the specific reasons why the employee disagrees with the supervisor's decision. The department head shall respond in writing to the grievance within ten (10) working days unless good cause exists for a continuance. The department head may meet with the employee prior to issuing a decision. 11.2.5 If the employee is dissatisfied with the department head's decision, an appeal to the City Manager must be filed with the City Manager within ten (10) working days of the employee's receipt of the decision. The appeal must specify, in addition to the items listed in Section 11.2.3, the specific 49 Resolution No.70-11 Page 59 • • Town of Los Altos Hills Personnel Rules&Regulations reasons why the employee disagrees with the department head's decision. The City Manager shall respond in writing to the grievance within ten(10) working days unless good cause exists for a continuance. The City Managerand may meet with the employee prior to issuing a decision. 11.2.6 If the employee is dissatisfied with the City Manager's decision, a request for advisory arbitration must be filed with the City Clerk within ten (10) working days from the employee's receipt of the decision. An arbitrator shall be selected by mutual agreement of the parties. If the parties are unable to mutually select an arbitrator, an arbitrator list shall be procured from the California State Mediation and Conciliation Service or the American Arbitration Association, and the arbitrator shall be selected by alternate strike following a coin toss. The arbitration shall be governed by the rules set forth in Section 11.1.5 to 11.1.15 above. The decision of the arbitrator shall be rendered within sixty (60) days, unless exigent circumstances exist, and shall be advisory to the City Council. The City Council shall review the record and decision, and affirm, deny, or modify the decision. 50 Resolution No.70-11 Page 60 • Town of Los Altos Hills Personnel Rules&Regulations Page Left Blank Intentionally 51 Resolution No.70-11 Page 61 • • Town of Los Altos Hills Personnel Rules&Regulations SECTION 12 RECORDS AND REPORTS 12.1 PERSONNEL FILES A personnel file shall be maintained for each employee in the service of the Town. Contained in these files shall include class title,the department to which assigned, salary, changes in employment status, disciplinary actions and such other information as may be considered pertinent. The personnel files shall be maintained in a secure place and monitored by the City Manager or designee who shall determine access to the keys. An employee, or the employee's representative with written consent of the employee, shall be entitled to review his or her personnel file with adequate advance notice to the City Manager or designee. 12.2 PERSONNEL ACTION FORMS Notice of any new employment, transfer, promotion, demotion, suspension, reinstatement, resignation, retirement, salary change, reclassification, discharge, leave of absence or layoff shall be given to the City Manager or designee on standard forms. Approved copies of the Personnel Action Form shall be distributed to the department head,Finance Department,the employee, and the employee's personnel file. 12.3 DESTRUCTION OF RECORDS Records relating to persons who were never in the employ of the Town including correspondence, applications, examinations and reports may be destroyed after free (Al) years. Records of employees may be destroyed after ten years from the date of termination. 52 Resolution No.70-11 Page 62 • • Town of Los Altos Hills Personnel Rules&Regulations Page Left Blank Intentionally 53 Resolution No.70-11 Page 63 • Town of Los Altos Hills Personnel Rules&Regulations SECTION 13 MANAGEMENT RIGHTS 13.1 MANAGEMENT RIGHTS PROVISION The Town retains all of its powers and authority to manage municipal services and the work force performing those services, including but not limited to, the following rights to: • Determine and modify the organization and administration of Town government and its constituent work units. • Determine the nature, standards, levels and mode of delivery of services to be offered to the public. • Determine the methods, means, and numbers and kinds of personnel by which services are to be provided. • Determine whether goods or services shall be made or provided by the Town, or shall be purchased, or contracted for. • Direct employees, including scheduling and assigning work, work hours, and overtime. • Establish employee performance standards and to require compliance therewith. • Discharge, suspend, demote, reduce in pay, reprimand, withhold salary increases and benefits, or otherwise discipline employees subject to the requirements of applicable law. • Relieve employees from duty for any legitimate reason. • Implement rules,regulations, and directives consistent with law. • Determine the fitness for duty of employees. • Layoff and Furlough employees. • Conduct searches and perform investigations as needed. • Take all necessary actions to protect the public and carry out its mission in emergencies. 54 e64 Pa Resolution No.70-11 g • • Town of Los Altos Hills Personnel Rules&Regulations Page Left Blank Intentionally 55 Resolution No.70-11 Page 65 • • Town of Los Altos Hills Personnel Rules&Regulations SECTION 14 MISCELLANEOUS POLICIES 14.1 ANTI-HARASSMENT,- DISCRIMINATION AND RETALIATION POLICY 14.1.1 Purpose The purpose of this policy is to establish a strong commitment to prohibit harassment and discrimination in employment, to define discrimination and harassment and to set forth a procedure for investigating and resolving internal complaints of discrimination and harassment. 14.1.2 Policy Harassment of or discrimination against an applicant or employee by a supervisor, management employee, or co-worker on the basis of race,religion, color, national origin, ancestry, mental or physical disability, medical condition, marital status, gender, sexual orientation or age will not be tolerated. Disciplinary action up to and including termination will be instituted for behavior which, in the determination of the City Manager, constitutes discrimination er—harassment or retaliation. Any retaliation against a person for filing a harassment or discrimination charge or complaint, whether with the Town or an administrative agency or court, or for giving testimony in connection with or otherwise demonstrating support for such actions is prohibited. Employees found to be retaliating against another employee shall be subject to disciplinary action up to and including termination. 14.1.3 Definitions Harassment may include,but is not limited to: A. Verbal Harassment—For example, epitaphs, derogatory comments or slurs on the basis of race, religious creed, color, national origin, ancestry, handicap, mental or physical disability, medical condition, marital status, gender, sexual orientation or age. This might include inappropriate sexually oriented comments on appearance, including dress or physical features or race-oriented stories. B. Physical Harassment — For example, assault, impeding or blocking movement, or any physical interference with normal work or movement when directed at an individual on the basis of race, religious creed, color, national origin, ancestry, handicap, disability, medical condition, marital status, sexual orientation, age or gender. This could be conduct in the 56 Resolution No.70-11 Page 66 • • Town of Los Altos Hills Personnel Rules&Regulations form of pinching, grabbing, patting, propositioning, leering, or making explicit or implied job threats or promises in return for submission to physical acts. C. Visual Forms of Harassment — For example, derogatory posters, notices, bulletins, cartoons, or drawings on the basis of race, religious creed, color, national origin, ancestry, handicap, disability, medical conditions, marital status, gender, sexual orientation or age. D. Sexual Favors — Unwelcome sexual advances, request for sexual favors, and other verbal or physical conduct of a sexual nature, upon which an employment benefit is conditioned or which constitutes an unreasonable interference with an individual's work performance or creates an offensive work environment. E. Discrimination — Disparate treatment due to race, religious creed, color, national origin, ancestry, handicap, mental or physical disability, medical condition,marital status,gender, sexual orientation or age which adversely affects the individual's employment or conditions of employment. 14.1.4 Complaint Procedure A. Filing: An employee or job applicant who believes he or she has been harassed or discriminated against may make a complaint orally or in writing with any of the following: • Immediate supervisor. • Any supervisor or manager within or outside of the department. • Department head. Any supervisor or department head who receives a harassment or discrimination complaint must notify the City Manager immediately. B. Investigation: Upon notification of a discrimination or harassment complaint, the City Manager or designee shall: 1. Authorize the investigation of the complaint and supervise and/or investigate the complaint. The investigation will include interviews with: 1) the complainant, 2) the accused harasser or discriminator, and 3) any other persons the City Manager or 57 Resolution No.70-11 Page 67 • • Town of Los Altos Hills Personnel Rules&Regulations designee has reason to believe has relevant knowledge concerning the complaint, including victims of similar conduct; 2. Review factual information gathered through the investigation to determine whether the alleged conduct constitutes discrimination or harassment; giving consideration to all factual information, the totality of the circumstances, including the nature of the verbal, physical, visual or sexual conduct and the context in which the alleged incidents occurred; 3. Report to appropriate persons the results of the investigation and the determination as to whether discrimination and/or harassment occurred. If discipline is imposed, the specific discipline will not be communicated to the complainant; 4. If the City Manager determines that discrimination or harassment occurred, take prompt and effective remedial action against the discriminating party or harasser. The action will be commensurate with the severity of the offense; 5. Take reasonable steps to protect the victim and other potential victims from further harassment; 6. Take reasonable steps to protect the victim from any retaliation as a result of communicating the complaint. C. Dissemination of Policy All employees, Council members, and volunteers shall receive copies of this Policy. 58 Resolution No.70-11 Page 68 • • Town of Los Altos Hills Personnel Rules&Regulations Page Left Blank Intentionally Y 59 Resolution No.70-11 Page 69 • • Town of Los Altos Hills Personnel Rules&Regulations 14.2 OUTSIDE EMPLOYMENT A Town employee shall not engage in any employment, enterprise, or outside activity which is in conflict with his/her duties, functions, responsibilities, or the department p � P by which he/she is employed, nor shall he/she engage in any compensatory outside activity which will directly, or indirectly, contribute to the lessening of his/her effectiveness as a Town employee. 14.2.1 Authorization A. Any employee wishing to engage in an occupation or outside activity for compensation shall inform the department head of such desire, providing information as to the time required and the nature of such activity, and such other information as may be required; and the department head shall determine whether or not such activity is compatible with the employee's Town employment. B. If the department head determines such activity is compatible, he or she may authorize the activity in writing and shall send a copy of the authorization to the City Manager. Said authorization shall be valid only for the work and period prescribed therein. 14.2.2 Determination of Inconsistent Activities In making a determination as to the consistency or inconsistency of outside employment, the department head shall consider, among other pertinent factors whether the employment: A. Involves the use for private gain or advantage of Town time, facilities, equipment, and supplies, or the badge, uniform, prestige or influence of one's Townoffice or employment; B. Involves receipt or acceptance by employee of any money or other consideration from anyone other than the Town for the performance of an act which the employee, if not performing such act, would be required or expected to render in the regular course of his/her Town employment or as a part of his/her duties as a Town employee; C. Involves the performance of an act in other than his/her capacity as a Town employee which act may later be subject directly or indirectly to the control, inspection,review, audit, or enforcement by any Town employee. D. Involves conditions or factors which would probably directly or indirectly lessen the efficiency of the employee in his/her regular Town employment 60 Resolution No.70-11 Page 70 • • Town of Los Altos Hills Personnel Rules&Regulations or conditions in which there is a substantial danger of injury or illness to the employee. 14.2.3 Revocation Authorization of outside employment is subject to revocation at any time by the City Manager or designee. 14.2.4 Disciplinary Action Appropriate disciplinary action, in accordance with Section 10, may be taken if an employee is found in violation of this policy. 61 Resolution No.70-11 Page 71 • • Town of Los Altos Hills Personnel Rules&Regulations 14.3 USE OF TOWN EQUIPMENT PROHIBITED 14.3.1 Town equipment shall only be used for legitimate authorized Town business. No Town—owned equipment, autos, trucks, instruments, tools, supplies, machines, or any other item which is the property of the Town shall be used by an employee for any other purpose, including but not limited to while-said employee is engaged in any outside employment or activity for compensations or otherwise, except upon prior written approval of the City Manager. 14.3.2 No employee shall allow any unauthorized person to rent, borrow, or use any of the items mentioned in 11.3.1, aboveTown equipment, except upon prior written approval of the City Manager. 14.3.3 Disciplinary Action Appropriate disciplinary action, in accordance with Section 10, may be taken if an employee is found in violation of this policy. 62 Resolution No.70-11 Page 72 • S Town of Los Altos Hills Personnel Rules&Regulations • Page Left Blank Intentionally 63 Resolution No.70-11 Page 73 • • Town of Los Altos Hills Personnel Rules&Regulations 14.4 EMPLOYEE DRESS CODE 14.4.1 Employees of the Town are required to dress appropriately for the jobs they are performing.. Therefore, the dress regulations contained in this section shall be followed. a. All clothing must be neat, clean and in good repair. b. Prescribed uniforms and safety equipment must be worn where applicable. c. Footwear must be appropriate for the work environment and functions being performed. d. Jewelry is acceptable except in areas wherein it constitutes a health or safety hazard. e. Good personal hygiene is required. 14.4.2 Disciplinary Action Appropriate disciplinary action, in accordance with Section 10, may be taken if an employee is found in violation of this policy. 64 Resolution No.70-11 Page 74 • • Town of Los Altos Hills Personnel Rules&Regulations Page Left Blank Intentionally 65 Resolution No.70-11 Page 75 I • Town of Los Altos Hills Personnel Rules&Regulations 14.5 NEPOTISM POLICY 14.5.1 No person shall be appointed or promoted to a position in any department in which such person's relative already holds a position when such employment would result in any of the following: A. A supervisor—subordinate relationship; B. The employees having job duties which require performance of shared duties on the same or related work assignment; C. Both employees having the same immediate supervisor. 14.5.2 For purposes of this section, "relative" means spouse, registered domestic partner, child, step—child, parent, grandparent, grandchild, brother, sister, half— brother, half—sister, aunt, uncle, niece, nephew,parent—in—law,brother—in—law, sister—in—law or any other individual related by blood=y marriage or domestic partnership. 14.5.3 If a Town employee marries or registers with the California Secretary of State as a domestic partner with another person employed by the Town within the same department, both employees shall be allowed to retain their respective positions provided that a supervisorial relationship does not exist at the time of marriage or registration with the California Secretary of State as domestic partners between these two positions. During the period of employment, no supervisory position shall exist between the two employees. For the purpose of this section, a supervisorial relationship shall be defined as one in which one person exercises the right to control, direct,reward or discipline another person by virtue of the duties and responsibilities assigned to his or her position. 14.5.4 The Town also retains the right to refuse to place both spouses or registered domestic partners in the same department, division, or facility where such has the potential for creating adverse impact on supervision, safety, security or morale or involves potential conflicts of interest. 14.5.5 Where the above circumstances exist and mandate that two spouses or registered domestic partners shall not work in a prohibited supervisory relationship, an attempt will be made to transfer one spouse or registered domestic partner to a similar classified position in another Town department. Although the wishes of the involved parties as to which spouse or registered domestic partner is to be transferred will be given consideration by the Town, the controlling factor in determining which spouse or registered domestic partner is to be transferred shall be the positive operation and efficiency of the Town. If any such transfer results in a reduction in salary or compensation,the same shall not be considered disciplinary in nature and shall not be the subject of any form of administrative appeal. 66 Resolution No.70-11 Page 76 • • Town of Los Altos Hills Personnel Rules&Regulations 14.5.6 If continuing employment of two spouses or registered domestic partners cannot be accommodated consistent with the Town's interest in promotion of safety, security, morale and efficiency, the Town retains sole discretion to separate one spouse or registered domestic partner from Town employ. Absent resignation by one affected spouse or registered domestic partner, the less senior of the involved spouses or registered domestic partners will be subject to separation and the same shall not constitute discipline and shall not be subject to any administrative appeal. 67 Resolution No.70-11 Page 77 • • Town of Los Altos Hills Personnel Rules&Regulations 14.6 POLICY PROHIBITING THE USE OF DRUGS AND ALCOHOL The intent of this policy is to eliminate the use and effects of alcohol and drugs in the workplace. The objectives of this policy are: • To eliminate any use of alcohol, illegal drugs, prescription drugs or any other substance which could impair an employee's ability to safely and effectively perform the functions of their job, • To encourage employees who think they may have an alcohol or drug usage problem to voluntarily seek confidential assistance from the Employee Assistance Program, and • To emphasize training and rehabilitation. However, even with the emphasis on rehabilitation, it must be understood that for those who demonstrate problems in job performance or those who are involved with or under the influence of drugs or alcohol on the job, disciplinary action will be taken. 14.6.1 Scope This policy applies to all employees of the Town when working for, or officially representing,the Town of Los Altos Hills. This policy applies to alcohol and to all substances, drugs, or medications, legal or illegal, which could impair an employee's ability to effectively and safely perform the functions of the job. 14.6.2 Policy It is the Town's policy that employees shall not use or be under the influence of alcohol or drugs, or possess alcohol or illegal drugs at any work site or Town property, while on duty, breaks or meal periods. Employees shall not sell, provide or use drugs or alcohol while on duty, except as specifically authorized by the City Manager in connection with Town functions. Employees are urged to seek voluntary confidential assistance through the Employee Assistance Program or any other program if they believe they may have an alcohol or drug use problem. 14.6.3 Employee Responsibilities A. It is the employee's responsibility to demonstrate satisfactory job performance. B. Employees shall report to work with his/her ability to perform job duties not impaired due to on or off duty alcohol or drug use. 68 Resolution No.70-11 Page 78 • • Town of Los Altos Hills Personnel Rules&Regulations C. Employees are responsible for the personal implementation of this policy to facilitate safe and effective job performance. D. Employees shall not possess or use alcohol or impairing drugs (illegal drugs and prescription drugs without a prescription) during working hours or while subject to duty. This includes breaks and meal periods. E. Employees shall not directly or through a third party sell or provide drugs or alcohol to any person, including any employee, while on duty or standby for duty. F. Employees shall notify his/her supervisor, before beginning work, when taking any medication or drugs, prescription or non—prescription, which would interfere with the safe and effective performance of duties or operation of equipment. 14.6.4 Management Responsibilities and Guidelines A. Managers and supervisors should, if possible, notify the City Manager or designee when they have reasonable suspicion to believe that an employee may be under the influence of drugs or alcohol, or have illegal drugs in his or her possession. B. Employees reasonably believed to be under the influence of alcohol or drugs shall be prevented from engaging in further work and sent for testing. A supervisor can require a medical certification of fitness for duty regardless of the test results, before allowing the employee to return to work. 14.6.5 Disciplinary Action This policy provides guidelines for the detection and deterrence of alcohol and drug abuse. It also outlines the responsibilities of managers, supervisors and employees. To that end, the Town will act to eliminate any use of alcohol of drugs which increases the potential for accidents, absenteeism, substandard performance, poor employee morale or damage to Town reputation or equipment. All persons covered by this policy should be aware that even first-time violations of these proceduresthis policy may be grounds for disciplinary action, up to and including, termination. In addition, the Town may, but is not required to, refer employees to counseling and treatment in lieu of or in consideration of any disciplinary action. 69 Resolution No.70-11 Page 79 • • Town of Los Altos Hills Personnel Rules&Regulations 14.7 NON—SMOKING POLICY Smoking is prohibited in all Town facilities and vehicles. Appropriate disciplinaryaction action, in accordance with Section 10, may be taken if an employee is found in violation of this policy. 70 Resolution No.70-11 Page 80 • • Town of Los Altos Hills Personnel Rules&Regulations Page Left Blank Intentionally 71 Resolution No.70-11 Page 81 • • Town of Los Altos Hills Personnel Rules&Regulations 14.8 MOBILE TELECOMMUNICATION DEVICES POLICY 14.8.1 General Provisions A. Mobile telecommunications devices (mobile device) shall refer to cellular phones, pagers, satellite phones,and-personal digital assistants (PDA) or any other electronic device that is provided to Town employees that has the capability of allowing employees to participate in telecommunications activities. The Town provides employees with mobile devices on a case-by- case basis where the City Manager identifies a compelling operational or safety necessity for an employee to be accessible while not in the office. B. The purpose of this Policy is to establish procedures for the use of Town- issued mobile devices in order to ensure personal accountability and responsibility, and to prevent improper use. C. Non-exempt employees are not allowed to use mobile devices to conduct any work outside of regular work hours without the express permission of their Department Head. 14.8.2 Use and Accountability A. It is the responsibility of each assigned user to comply with the procedures outlined in this policy. The assigned user is responsible for the safekeeping and use of his/her Town-issued mobile device. Department heads are responsible for ensuring that Town-issued mobile devices are used and cared for in accordance with this policy. The Finance Department shall periodically audit and inspect all mobile devices and their service billings. Town-issued mobile devices are public property and their use is subject to all applicable Town, state and federal rules and regulations. B. The assigned user acknowledges that he or she has no expectation of privacy in the use of, or in the material content contained within such mobile device. The user expressly agrees that the Town may at any time retrieve, audit and disclose, if necessary, the contents of all communications originating from or received by a Town-issued mobile device, including,but not limited to e-mails,voicemails and text messages. C. If a mobile device is used for Town business while the user is operating a motor vehicle, the mobile device must be configured to allow hands-free use through a speaker phone, or a device such as an earpiece, wired headset, or Blue Tooth technology. Use of a speaker phone and these types of devices will ensure that the driver is able to keep both hands on the steering wheel at all times while operating a motor vehicle. 72 Resolution No.70-11 Page 82 • • Town of Los Altos Hills Personnel Rules&Regulations D. Upon resignation or termination of employment, or at any time the work- related need for a mobile device is no longer required, or at the request of a department head, the assigned user must produce the mobile device for return and/or inspection. An assigned user who is unable to present the mobile device in ood workingcondition within 24 hours shall bear the full g cost of the replacement or repair of the Town-issued mobile device. 14.8.3 Personal Use of Town-issued Device A. If personal use of a Town-issued device results in a charge to the Town, the Town requires the employee to reimburse the Town. In instances where personal use of a Town-issued mobile device does not incur a charge from the service provider, the employee must pay the Town a flat fee of$15.00 per month. The flat fee shall apply when, in the determination of the City Manager, the employee's use of the Town-issued mobile device is more than occasional. Personal use of Town-issued devices shall not violate any Town policies. B. The employee's reimbursement of$15.00 to the Town for private use of a Town-issued mobile device provides no entitlement to privacy. C. The Finance Department shall designate a reimbursement procedure that minimizes administrative costs. All reimbursements shall be made payable to the Town of Los Altos Hills. 14.8.4 Allowance for Business Use of a Privately-owned Device A. Employees who use their privately-owned mobile device for official Town business may request reimbursement for actual charges incurred as a result of that authorized use for Town business. It is the employee's responsibility to receive prior authorization from his/her department head to use a privately- owned mobile device for official Town business. B. Employees who are required to report to the Town in the event of an emergency are provided a mobile device where deemed necessary by the City Manager. To reduce the Town's carrying cost for these mobile devices, the City Manager may offer an employee the option of designating his/her privately-owned mobile device for use in the event of an emergency. C. If an employee designates his/her privately-owned mobile device for use in the event of an emergency,the City Manager may provide a fifteen dollar and zero cents ($15.00) per month allowance to maintain the privately-owned mobile device. Employees receiving the allowance are required to maintain an active mobile device and provide the mobile device's contact information 73 Resolution No.70-11 Page 83 • S Town of Los Altos Hills Personnel Rules&Regulations to the Town. The contact information will be included on the Town's emergency contact roster. 14.8.5 Appropriate disciplinary action,in accordance with Section 10,may be taken if an employee is found in violation of this policy. 14.8.6 No Expectation of Privacy - Town employees shall have no expectation of privacy in their use of use of mobile communication devices including but not limited to: cellular phones, pagers, satellite phones, personal digital assistants (PDA)or any other electronic device that is provided to Town employees that has the capability of allowing employees to participate in telecommunications activities. 74 Resolution No.70-11 Page 84 • • Town of Los Altos Hills Personnel Rules&Regulations 14.9 INTERNET AND ELECTRONIC MAIL POLICY 14.9.1 Purpose This policy is set forth to ensure that use of the Internet, electronic equipment, software, hardware, computers and associated use of electronic mail and electronic communications of all kind by employees of the Town of Los Altos Hills is consistent with Town policies, all applicable laws, and the individual user's job responsibilities. Non-exempt employees shall not be allowed to use any such equipment or resources to conduct any work outside of regular work hours without the express permission of their Department Head. 14.9.2 Scope This policy applies to all employees as well as appointed officials of the Town of Los Altos Hills, or other persons and volunteers who use or have Internet access through the Town's electronic systems. It applies to all use of such systems regardless of location. 14.9.3 Policy A. Ownership/Access - All electronic equipment, software, hardware, computers and electronic communication devices are the proporty of the Town.—Access and mail software that runs on Town computers and network equipment is licensed by the Town on a per user basis and is subject to audit. All Internet access and the software and hardware for that access must be authorized by the City Manager. A condition of authorization is that all Internet users must read this policy and applicable policies regarding use of the Town's electronic systems. The Administrative Services Director will keep a register of all Internet users and associated e-mail addresses and a listing of all passwords and other security codes. Any documents created, sent and stored using the Town's software and hardware are the property of the Town, and the Town reserves the right to inspect such documents, including the monitoring of system access and use. B. Unacceptable Use 1. The Internet, electronic equipment, software, hardware, computers and associated use of electronic mail and electronic communications of all kind by employees of the Town Access to the Internet and e mail via Town resources can only be used for legitimate Town businesspurposes. To this end, it is unacceptable for a user to use, submit,publish, display or transmit on the network or on any computer system any information which: 75 Resolution No.70-11 Page 85 • • Town of Los Altos Hills Personnel Rules&Regulations a. Violates or infringes on the rights of any other person, including the right to privacy; b. Contains defamatory, false, abusive, obscene, pornographic, profane, sexually oriented,threatening or illegal material; c. Violates Town policy or departmental regulations regarding harassment and discrimination; d. Restricts or inhibits other users from using the system or the efficiency of the computer systems; e. Intercepts messages not addressed to the user, except as required by technical, supervisory or management personnel in order to diagnose and correct delivery problems or to fulfill other management functions; f. Constructs e-mail so it appears to be from another party; g. Is intended to impede, damage,bring down another party's system, or to commit any other form of electronic sabotage; h. Encourages the use of controlled substances or uses the system for the purpose of criminal intent; or i. Uses the system for any other illegal purpose. 2. It is also unacceptable for a user to use the facilities and capabilities of the system to: a. Conduct any non-approved business; b. Solicit the performance of any activity that is prohibited by law; c. Transmit material, information, or software in violation of any local, state or federal law; or d. Make any unauthorized purchases. 3. Internet and e-mail resources are provided to users for conducting Town business. Users are expected required to limit personal usage of internet and e-mail resources to activities which do not interfere with Town work or Town activities and to times which occur outside of the Town's regular hours of operation that is from 8:00 a.m. to 12:00 p.m. and from 1:00 p.m. to 5:00 p.m., Monday through Friday. The limited permissable personal use of these resources outside of business hours must be appropriate, and any misuse or misconduct resulting from such use shall lead to discipline,up to and including termination. C. Copyrighted Material - Users may download copyrighted material, but its use must be strictly within the agreement as posted by the author or current copyright law, which protects and prohibits misuse of all original works of authorship in any tangible medium of expression. D. Public Domain Material - Any user may download public domain programs for the Town's business-related use, or may redistribute a public domain 76 Resolution No.70-11 Page 86 • • Town of Los Altos Hills Personnel Rules&Regulations program non-commercially only with approval of the appropriate department head. E. Compliance with Law -All use of the Internet via Town resources must be in compliance with all federal, state and local policies as well as Town policies. F. Security- The safety and security of the Town's network and resources must be considered at all times when using the Internet and e-mail systems, especially when downloading resources from other sites. Users must assist in keeping the network secure by following the account authorization process log-on procedures and password protection requirements established when access is given. No user should password-protect any file or document without immediately providing the complete file and/or document name and password to the City Manager. G. Internet Content --Individual users should be aware that the Town has no control over, and can therefore not be responsible for, the content of information available on the Internet or e-mail systems. The Town reserves the right to use available technology to screen out information that may be offensive. However, because new sites are added daily, such technology may not block all sites that may contain offensive material. H. Disclaimers --Employees and Town representatives are expected to communicate in a professional manner that will reflect positively on them and the Town of Los Altos Hills. Because use of the Internet, particularly e-mail, may be subject to disclosure in any litigation or claim process, users must be aware of and at all times attempt to prevent potential Town liability in their use of the Internet. Any communication is expected to conform to standards of confidentiality, which apply to all Town communications and correspondence. Users should also avoid making statements which do not represent an official policy or Town position. I. External Resources --Resources which involve executable or binary files must not be downloaded without being properly scanned for viruses. Resources which are not used for a clear Town purpose must not be accessed or downloaded. Resources of any kind, for which there is a fee, must not be accessed or downloaded without prior approval of the City Manager. Public access databases (e.g., World Wide Web servers, File Transfer Protocol servers) must not be created or implemented without prior approval by the City Manager. J. E-Mail — All communications transmitted on the Town's computer systems are the property of the Town. Electronic Mail (e-mail), both internal and external, is considered network activity, thus it is subject to all policies regarding acceptable/unacceptable uses of the Internet and the user should not consider e-mail to be either private or secure. Users should be aware that e- 77 Resolution No.70-11 Page 87 • • Town of Los Altos Hills Personnel Rules&Regulations mail may be a public record and subject to public record regulations with respect to scheduled retention and disposition. Anonymous and unsolicited e- mail is much more likely to be received from external sources than from within. It is recognized that some protection must exist for users whose simple reception of an unsolicited e-mail would otherwise constitute a violation of this or other CityTown policy. Accordingly, it is not a violation of this policy for users who receive such e-mail content to review such material as long as it is promptly discarded and is not viewed or read by others. Finally, use of"all employees" or similar function intended to send e- mail to all Town users should be minimized to ensure users do not receive an inundation of unnecessary e-mail. K. Responsibility - Each individual user is responsible for complying with this and all other relevant policies when using the Town's resources for accessing the Internet. Use of these same resources in violation of this policy may be grounds for disciplinary action,up to and including termination L. Retention — Internet and e-mail resources should not be considered an archival or retention system. Messages should be printed onto paper and filed with the appropriate project or subject prior to erasure from the system. M. No Expectation of Privacy - Town employees shall have no expectation of privacy in their use of the internet, e-mail or any Town software, hardware, computers or electronic devices of any kind. The Town reserves the right to inspect and shall inspect employee use of the internet, email, computers and all electronic devices. 14.9.4 Disciplinary Action Appropriate disciplinary action, in accordance with Section 10, may be taken if an employee is found in violation of this policy. 78 Resolution No.70-11 Page 88 • • Town of Los Altos Hills Personnel Rules&Regulations 14.10.FRAUD POLICY The Town of Los Altos Hills is committed to protecting its assets against the risk of loss or misuse. Accordingly, it is the policy of the Town to identify and promptly investigate any possibility of fraudulent or related dishonest activities against the Town and, when appropriate,to pursue legal remedies available under the law 14.10.1 General Provisions A. Purpose - To establish policy to ensure that employees are aware of what acts are considered to be fraudulent, what the procedures are for reporting suspected fraudulent acts, and what steps are to be taken when fraud or other related dishonest activities are suspected. B. Definitions 1. Fraud — Fraud and other similar irregularities include, but are not limited to: a. Claim for reimbursement of expenses that are not job-related or authorized by the current Town Reimbursement Policies. b. Forgery or unauthorized alteration of documents (checks, promissory notes, time sheets, independent contractor agreements,purchase orders,budgets, etc.). c. Misappropriation of Town assets (funds, securities, supplies, furniture, equipment, etc.). d. Improprieties in the handling or reporting of money transactions. e. Authorizing or receiving payment for goods not received or services not performed. f. Computer-related activity involving unauthorized alteration, destruction, forgery, or manipulation of data or misappropriation of Town-owned software. g. Misrepresentation of information on documents. h. Any apparent violation of Federal, State, or local laws related to dishonest activities or fraud. i. Seeking or accepting anything of material value from those doing business with the Town including residents,vendors, consultants, contractors, lessees, applicants, and grantees. Materiality is determined by the Town's Conflict of Interest Code which 79 Resolution No.70-11 Page 89 • Town of Los Altos Hills Personnel Rules&Regulations incorporates the Political Reform act of 1974, Regulations of the Fair Political Practices Commission ( 2 Cal.Admin.Code Sections 18100 et seq. ), and any amendments to the Act or regulations. 2. Employee—In this context, employee refers to any individual or group of individuals who receive compensation, either full- or part-time, from the Town. The term also includes any volunteer who provides services to the Town through an official arrangement with the Town or a Town organization. 3. Manager or Management — In this context, manager or management refers to any administrator, manager, director, supervisor, or other individual who manages or supervises funds or other resources, including human resources. 14.10.2 Policy A. It is the Town's intent to fully investigate any suspected acts of fraud, misappropriation, or other similar irregularity. An objective and impartial investigation will be conducted regardless of the position, title, length of service, or relationship with the Town of any party who might be involved in or becomes the subject of such investigation. B. Each department of the Town is responsible for instituting and maintaining a system of internal control to provide reasonable assurance for the prevention and detection of fraud, misappropriations, and other irregularities. Management should be familiar with the types of improprieties that might occur within their area of responsibility and be alert for any indications of such conduct. C. Employees will be granted whistle blower protection when acting in accordance with this policy. C.When informed of a suspected impropriety, neither the Town nor any person acting on behalf of the Town shall: 1. Dismiss or threaten to dismiss the employee reporting the impropriety because of said reporting; 2. Discipline, suspend, or threaten to discipline or suspend that employee because of said reporting; 3. Impose any penalty upon that employee because of said reporting; or 80 Resolution No.70-11 Page 90 • • Town of Los Altos Hills Personnel Rules&Regulations 4. Intimidate or coerce that employee for that employee's role in reporting the suspected impropriety. 5. This section is intended to protect employees from retaliation for reporting suspected improprieties. It shall not be construed as absolving an employee of responsibility for his or her own fraudulent activity; any such fraudulent activity shall be subject to disciplinary action. &D.Violations of the whistle blower protectionthis policy will result in discipline up to and including dismissal. RE. Upon conclusion of the investigation, the results will be reported to the City Manager. 1. The City Manager, following review of investigation results, will take appropriate action regarding employee misconduct. Disciplinary action may include referral of the case to the District Attorney's Office for possible prosecution. 2. The Town will pursue every reasonable effort, including court ordered restitution, to obtain recovery of Town losses from the offender, or other appropriate sources. 14.10.3 Procedures A. City Council and Committee/Commission Appointee Responsibilities 1. If a City Councilmember or an Appointee has reason to suspect that a fraud has occurred, he or she shall immediately contact the City Manager. 2. The City Councilmember or Appointee member shall not attempt to investigate the suspected fraud or discuss the matter with anyone other than the City Manager. 3. The alleged fraud or audit investigation shall not be discussed with the media by any person other than through the City Manager in consultation with the City Attorney and the Administrative Services Director. 81 Resolution No.70-11 Page 91 s • Town of Los Altos Hills Personnel Rules&Regulations B. Employee Responsibilities 1. A suspected fraudulent incident or practice observed by, or made known to, an employee shall be reported to the employee's supervisor. If the employee believes that the supervisor may be involved in the inappropriate activity, or if there is any other reason the employee believes it would not be appropriate to report to the supervisor, the employee shall make the report directly to the next higher level of management and/or to the City Manager. 2. The reporting employee shall refrain from further investigation of the incident, confrontation with the alleged violator, or further discussion of the incident with anyone, unless requested by the City Manager, City Attorney or law enforcement personnel. C. Management Responsibilities 1. Managers are responsible for being alert to, and reporting, fraudulent or related dishonest activities in their areas of responsibility. 2. Each manager should be familiar with the types of improprieties that might occur in his or her area and be alert for any indication that improper activity, misappropriation, or dishonest activity is or was in existence in his or her area. 3. When an improper activity is detected or suspected, or when a manager receives a report of suspected activity from an employee, the manager shall inform his or her immediate supervisor and/or the Department Head. 4. Management should not attempt to conduct individual investigations, interviews, or interrogations. However, management is responsible for taking appropriate corrective actions to ensure adequate controls exist to prevent reoccurrence of improper actions. 5. Management should support the Town's responsibilities and cooperate fully with other involved departments and law enforcement agencies in the detection, reporting, and investigation of criminal acts, including the prosecution of offenders. 82 Resolution No.70-11 Page 92 • Town of Los Altos Hills Personnel Rules&Regulations 6. Management must give full and unrestricted access to all necessary records and personnel. All Town furniture and contents, including desks and computers, are open to inspection at any time. There is no assumption of privacy. 7. In dealing with suspected dishonest or fraudulent activities, great p care must be taken. Therefore, management should avoid the following: a. Incorrect accusations. b. Alerting suspected individuals that an investigation is underway. c. Treating employees unfairly. d. Making statements that could lead to claims of false accusations or other offenses. 8. In handling dishonest or fraudulent activities, management has the responsibility to: a. Make no contact (unless requested)with the suspected individual to determine facts or demand restitution. Under no circumstances should there be any reference to "what you did", "the crime", "the fraud","the misappropriation", etc. b. Avoid discussing the case, facts, suspicions, or allegations with anyone outside the Town, unless specifically directed to do so by the City Attorney. c. Avoid discussing the case with anyone inside the Town other than employees who have a need to know such as the City Manager, City Attorney, or law enforcement personnel. d. Direct all inquiries from the suspected individual, or his or her representative, to the City Manager or City Attorney. All inquiries by an attorney of the suspected individual should be directed to the City Attorney. All inquiries from the media should be directed to the City Manager. e. Take appropriate corrective and disciplinary action, up to and including dismissal, after consulting with the Administrative Services Director, in conformance with the Town's Personnel Policy Manual. 4.10.4 Investigation and Action 83 Resolution No.70-11 Page 93 Town of Los Altos.Hills Personnel Rules&Regulations A. The Department Head shall inform the City Manager and the Administrative Services Director of suspected activity involving fraud or related dishonest activity. B. The Department Head, Administrative Services Director, and City Manager will determine how best to investigate the suspected activity; typically either the Department Head or the Administrative Services Director, or a designated representative,will be assigned to conduct the investigation. C. At the conclusion of the investigation, the investigator will report to the Department Head, City Manager, and Administrative Services Director. D. If evidence is uncovered showing possible dishonest or fraudulent activities,the investigator will proceed as follows: 1. Advise management, if the case involves staff members, to meet with the Administrative Services Director to determine if disciplinary actions should be taken. 2. Report to the Administrative Services Director such activities in order to assess the effect of the illegal activity on the Town's financial statements. 3. Coordinate with the Town's Risk Manager regarding notification to insurers and filing of insurance claims. 4. Take immediate action, in consultation with the City Attorney, to prevent the theft, alteration, or destruction of evidentiary records. Such action shall include,but is not limited to: a) Removing the records and placing them in a secure location, or limiting access to the location where the records currently exist. b) Preventing the individual suspected of committing the fraud from having access to the records. 5. If employees are contacted by the news media regarding an alleged fraud or audit investigation, the employee will consult with the City Manager, and the City Attorney as appropriate, before responding to a media request for information or interview. 84 Resolution No.70-11 Page 94 • • Town of Los Altos Hills Personnel Rules&Regulations 6. Unless exceptional circumstances exist, a person under investigation for fraud is to be given notice in writing of essential particulars of the allegations following the conclusion of the audit. Where notice is given, the person against whom allegations are being made may submit a written explanation to the Administrative Services Director no later than seven calendar days after notice is received. 7. The Administrative Services Director will be required to make recommendations to the appropriate department for assistance in the prevention of future similar occurrences. 14.10.5 Exceptions A. There will be no exceptions to this policy unless provided and approved in writing by the City Manager and the City Attorney. B. If the City Manager is suspected of fraud, that claim shall be addressed directly to the City Attorney. The City Attorney shall enforce the spirit of this policy and report to the City Council as appropriate. 85 Resolution No.70-11 Page 95 a Town of Los Altos Hills Personnel Rules&Regulations Page Left Blank Intentionally 86 Resolution No.70-11 Page 96 • Town of Los Altos Hills Personnel Rules&Regulations 14.11 DRIVER SELECTION POLICY 14.11.1. Driver Selection The Town has adopted these guidelines for the selection of all employees who may operate any vehicle and/or equipment or their personal vehicle on behalf of the Town. Preventing driving- related accidents and injuries begins during the hiring process. A. Application for employment To ensure the Town hires qualified candidates into positions that require or may require driving, we require applicants to provide the following with the employment application: 1. Driver's license number and expiration date 2. Proof of Insurance B. Motor Vehicle Report Simply having a valid driver's license does not automatically qualify an employee or prospective employee to operate a motor vehicle on behalf of the Town: 1. Applicants - Upon verification of a valid driver's license , the Town will obtain and review the most recent MVR to determine if it is acceptable based on the criteria contained in this policy. 2. Employees—All employees who drive while working at the Town will be enrolled in the DMV Motor Vehicle Employer Pull Notice Program (EPN). The reports will be reviewed to determine that employees remain eligible to operate Town vehicles and their personal vehicles while working on behalf of the Town. 3. MVR Criteria — The Town will review MVRs in accordance with the criteria contained in Section 2 of this policy. For each employee enrolled in the EPN Program, the DMV will issue an updated MVR. The MVR is automatically issued periodically and when there is activity on a requested employee's report. The focus will be on the frequency and severity of accidents and traffic violations over the past five years. C. Road Testing Each employee whose job description requires him or her to have either a Class A or Class B license as part of his or her job must pass a road test given by a qualified supervisor to ensure he or she is familiar with the safe operation of the vehicle. D. Driver Training Driver training should be provided to all employees who operate Town vehicles or personal vehicles while working on behalf of the Town in the course of their employment. The program will address the following: 1. Vehicle safety policies 2. Safety, emergency features, and limitations of vehicles 87 Resolution No.70-11 Page 97 • • Town of Los Altos Hills Personnel Rules&Regulations 3. Recommended vehicle maintenance and inspection schedules 4. Defensive driving techniques* 5. Method for reporting vehicle accidents* 6. Use of accident reporting packs, including cameras to document an accident scene and people involved* 7. Distracted driving policy* * Employees who operate personal vehicles while working on behalf of the Town should receive training in these identified areas. E. Safe Driving Best Practices All employees must understand defensive and focused safe driving best practices. 1. Driving safely is your number one priority. Obey all traffic signs and signals and stay within the speed limits. Your greatest responsibility is to the safety of other drivers,pedestrians and passengers. 2. Know how to safely operate the vehicle 3. Inspect the vehicle prior to use at the start of the work shift and report any unsafe conditions to the supervisor immediately using the vehicle inspection report 4. Do not permit any passengers to ride on or in the vehicle at any time unless they are on official business and use a seatbelt 5. Understand and practice the rules of defensive driving 6. Stay within legal speed limits and drive prudently, taking into consideration weather,traffic, and road condition 7. Do not engage in behavior which distracts your attention from driving. 8. Comply with the Town's distracted driving policy (refer to Section 4 of this policy). 14.11.2. Classification of Motor Vehicle Report(MVR)Risks A. Clear Motor Vehicle Report(MVR) An MVR with no activity in the last three years and no major violations in the last five years B. Acceptable MVR An MVR with no major convictions in the last five years and no more than: One at-fault accident in the last three years; or Two minor convictions in the last three years; or One at-fault accident and one minor conviction in the last three years C. Borderline MVR An MVR with no major convictions within the last five years and: 88 Resolution No.70-11 Page 98 • Town of Los Altos Hills Personnel Rules&Regulations 1. Any driver involved in three or more accidents in a twelve-month period— regardless of fault—should have his or her driving record reviewed and re- evaluated 2. One major conviction from three to five years old; or 3. One at-fault accident and two minor convictions; or 4. Three minor convictions; or 5. Two at-fault accidents; or 6. Two at-fault accidents and one minor conviction Possible actions for employees with borderline MVRs/and or on the job accidents • Counsel or warn the employee that employment may be jeopardized if there are additional violations or accidents, and that a report will be placed in their personnel file. • Shift the employee to a non-driving position. • If a non-driving position is not an option, implement some additional controls such as driver training with supervision by a manager to reinforce defensive driver training. • Eliminate or restrict use of Town vehicles • Restrict or eliminate use of privately owned vehicles for Town business D. Unacceptable Motor Vehicle Report(MVR) 1. One or more major convictions in the last three years; or 2. Four or more minor convictions in the last three years; or 3. Three or more at-fault accidents in the last three years; or 4. Any combination of minor convictions and at-fault accidents totaling four or more 14.11.3. Distracted Driving(Use of cell phones and wireless devices) All employees must adhere to all federal, state, and local rules and regulations regarding the use of cell phones and wireless devices while driving. The Town requires the following: ■ All drivers aged 18 and over must use a hands-free wireless device while driving. ■ All drivers under the age of 18 are prohibited from using a wireless telephone or other electronic or mobile services device to speak or text, even hands free, while operating a motor vehicle, except to call police, fire or medical authorities in an emergency situation. 89 Resolution No.70-11 Page 99 • • Town of Los Altos Hills Personnel Rules&Regulations ■ Employees are prohibited from using a wireless device to write, send or read text- based communications while driving. • Do not use a wireless device while driving unless it is an emergency and it is not safe to pull off the road. Even with hands-free functionality, use of a wireless device while driving can cause unnecessary distractions and pose safety risks. Employees who must use a wireless device in the performance of their daily work are expected to follow the policy guidelines set forth below: Best Practices for drivers 18 and over • Be knowledgeable. Understand how to use your wireless device. • Refrain from placing or receiving unnecessary calls. Allow voice mail to handle your calls and return them when it is safe and convenient. • Keep any necessary conversations brief. • Never take notes or look up information while driving. Pull off the road if the call is distracting or reading/writing is required during the call. • Place calls when car is stopped or time the placement of the call to coincide with red lights. Pull over to the side of the road if necessary. • Never dial while vehicle is in motion. • Use memory dialing. Pre-program frequently dialed numbers or use voice recognition dialing. • Position the wireless device within easy reach and as close to eye level as possible to avoid taking eyes off the road. • Suspend conversations during hazardous situations, including high pedestrian traffic, congested traffic or severe weather conditions. • Do not engage in stressful or emotional conversations that may divert your attention from the road. • Actively compensate for the potential distraction created by wireless device use, move to slower travel lanes, increase your following distance and frequently check your mirrors to assess the immediate driving situations. 14.11.4. Definitions A. Authorized Drivers Authorized drivers are those employees that have been identified, by verification of their driving record through the DMV, as: 1. Having an acceptable driving record in accordance with those set forth in this policy; 90 Resolution No.70-11 Page 100 • 11111 Town of Los Altos Hills Personnel Rules&Regulations 2. Received approval to drive Town vehicles or their own personal vehicle from the driver's manager or supervisor, and 3. Have met any other requirements set forth by the Town B. Motor Vehicle Report A motor vehicle report is a report by the State of California, Depaitment of Motor Vehicles. It details the driving record, by individual names and driver license numbers, for each request submitted and indicates the status of the applicable driver's license. C. Major Convictions Major Convictions include,but are not limited to,the following: 1. Driving under the influence of alcohol or drugs. This includes prescription drugs that bear the warning that operating machinery or a motor vehicle while using this drug is unsafe, 2. Driving while impaired, 3. Reckless driving,racing, or speed contest, 4. Failure to report an accident, 5. Making a false accident report, 6. Vehicular homicide or manslaughter, 7. Attempting to evade a police officer, 8. Driving with a suspended or revoked license, 9. Speeding in excess of 25 mph more than the posted speed limit, and 10. Hit and run D. Minor Convictions Minor Convictions shall include any moving traffic violation other than a major conviction. Examples include,but are not limited to,the following: 1. Speeding less than 25 mph over the posted speed limit, 2. Running a stop sign or red light, 3. Improper turn, 4. Crossing a double-yellow line, 5. Failure to wear a seatbelt, 6. Failure to yield, and 7. Following too close. E. Technical Violations These include,but are not limited to,the following violations: 91 Resolution No.70-11 Page 101 M 0 Town of Los Altos Hills Personnel Rules&Regulations 1. Motor vehicle equipment, load, or size equipment, 2. Improper display or failure to display license plates,provided such plates exist, 3. Failure to sign or display registration card, and 4. Failure to have driver's license in possession provided a valid driver's license exists F. At-Fault Accidents An accident arising out of the use of a motor vehicle due to the negligence of the operator for which the operator was at fault or any other accident where reasonable assurance of non-fault cannot be furnished. Also, an accident resulting in damage to any vehicle greater than$500, bodily injury, or death must be reported to the DMV. These accidents count against a driver's record. A Traffic Accident Report (SR1) must be filed for all accidents. This form is available from any DMV or California Highway Patrol office. G. Accident Prone Driver Any driver involved in three or more accidents in a twelve-month period—regardless of fault—will have his or her driving record reviewed and re-evaluated. 14.11.5. Accident Reporting Any driver involved in an accident or incident involving injury and/or damage during motor vehicle operation, whether it be on public rights of way, private property, or Town owned property, must immediately notify Town Management of the occurrence. Failure to immediately notify management of any incident involving a motor vehicle (including heavy equipment,mowers, etc.)will result in disciplinary action up to and including termination. 92 Resolution No.70-11 Page 102 • 0 Town of Los Altos Hills Personnel Rules&Regulations Page Left Blank Intentionally 93 Resolution No.70-11 Page 103 • Town of Los Altos Hills Personnel Rules&Regulations Page Left Blank Intentionally 94 Resolution No.70-11 Page 104 • S Town of Los Altos Hills Classification and Compensation Plan Classification and Compensation Plan Resolution No.70-11 Page 105 • • Town of Los Altos Hills Classification and Compensation Plan Insert Resolution 2 Resolution No.70-11 Page 106 • • Town of Los Altos Hills Classification and Compensation Plan CLASSIFICATION AND COMPENSATION PLAN The purpose of the compensation plan is to outline the compensation package for eligible employees and their eligible dependents. Eligibility is determined by Section 7.7 of the Town's Personnel Rules and Regulations unless otherwise defined in the benefit description. 3 Resolution No.70-11 Page 107 0 • Town of Los Altos Hills Classification and Compensation Plan SECTION 1 AUTHORIZED CLASSIFICATIONS AND SALARIES 1.1 Monthly Salary Schedule by Permanent Employee Classification* Effective July 1,2011 � .,.. .....___........�..._._..__. _...... _,__. _.�. ,,_.__.Annual Range Hourly �Ran e mm _ Bottom I Top Bottom I Top , City Manager' s Office t ,City Manager Set by contract salary City Clerk $ 67,656 $ 109,308 salary I Public Safety Officer $ 53,532 $ 65,076 salary !Administrative Services I } Director-Administrative Services $ 120,528 $ 162,780 salary Finance Manager $ 78,012 $ 94,824 salary I Office Specialist I/II $ 42,516 $ 58,392 $20.4396 $28.0720 . ...,...,.... -...-.._.,_............ ..,.,.,..._,....e..,.,.,.....,......................_.w......._.._.....A_.__.....,...,.._...__................e..;..,............_..............-,_....... .....,..._.,..a.._.,.,.......��... mo......._.-... Planning,Building,Parks&Recreation I I f I Director-Planning&Building $ 120,528 $ 162,780 salary Senior Planner $ 78,012 $ 94,824 $37.5043 $45.5867 Associate Planner $ 69,612 $ 84,612 $33.4660 $40.6773 Assistant Planner $ 62,292 $ 75,720 $29.9469 $36.4024 Building Official $ 74,292 $ 90,300 $35.7159 $43.4118 Community Development Specialist $ 51,816 $ 67,656 $24.9106 $32.5258 Planning/Building Technician $ 51,816 $ 62,976 $24.9106 $30.2758 r Community Services Coordinator $ 55,656 $ 67,656 $26.7567 $32.5257 Barn Manager $ 52,236 $ 63,492 salary , Parks&Recreation Facility Aide $ 37,836 $ 45,984 $18.1897 $22.1068 ! , Public Works , Director-Public Works $ 120,528 $ 162,780 salary r-Associate Engineer $ 75,492 $ 91,764 $36.2928 $44.1156 Assistant Engineer $ 64,968 $ 78,972 $31.2334 $37.9658 Engineering Technician $ 58,392 $ 70,980 $28.0720 $34.1237 Maintenance Superintendent $ 72,336 $ 87,924 $34.7756 $42.2695 Maintenance Worker III $ 52,236 $ 63,492 $25.1125 $30.5238 Maintenance Worker II $ 47,484 $ 57,720 $22.8280 $27.7489 im Maintenance Worker I $ 42,036 $ 51,096 $20.2088 $24.5644 *See Section 1.2 for Meritorious Range 4 Resolution No.70-11 Page 108 • • Town of Los Altos Hills Classification and Compensation Plan 1.2 Meritorious Range At the City Manager's discretion, an employee at top salary on the Salary Range may be awarded a monthly salary of up to 5% above top salary in recognition of exemplary performance. Meritorious awards may be revoked by the City Manager, at any time and without cause, and automatically expire at the end of each fiscal year. 1.3 Temporary and Part-Time Employee Salaries Temporary and Part-Time employees are paid an hourly rate equivalent to the monthly rate for permanent employees in a like classification at a salary commensurate with the employee's experience. If there is no related permanent employee classification, the City Manager shall set a temporary rate not to exceed$25.00 per hour. 5 Resolution No.70-11 Page 109 • Town of Los Altos Hills Classification and Compensation Plan SECTION 2 LEAVE Administrative Leave—See Section 6.11 Bereavement Leave—See Section 6.8 Catastrophic Leave—See Section 6.3 Compensatory Time(Comp Time)—See Section 6.6 Family and Medical Leave—See Section 6.12 Holidays—See Section 6.4 Jury Duty—See Section 6.7 Leave Without Pay—See Section 6.14 Military Leave—See Section 6.9 Pregnancy Disability Leave—See Section 6.13 Sick Leave—See Section 6.2 Vacation Leave—See Section 6.5 6 Resolution No.70-11 Page 110 • • Town of Los Altos Hills Classification and Compensation Plan SECTION 3 HEALTH AND WELFARE 3.1 Cafeteria and Flexible Benefit Plan Effective January2012cafeteria 1, ,the e cafe ena plan flexible dollar amount will be as follows: Level of coverage Monthly Flexible Dollar Amount Employee $610.44 Employee plus one $1220.88 Employee plus two or more $1587.14 The flexible dollar amount may be used to select any of the PEMHCA medical plans available to the employee or any other benefits available in the Town's Cafeteria and Flexible Benefit Plan. In 2012 the additional Plan options shall include short-term disability, hospital confinement indemnity, hospital confinement sickness indemnity, hospital intensive care, accident, cancer/specified disease, lump sum critical illness, specified health event benefits and a flexible spending account option. Employees selecting a plan or benefits for which the cost is greater than the Town's applicable flexible dollar amount shall pay the excess cost. Eligible employees with proof of insurance from another source may elect to receive an opt-out payment in-lieu-of participating in the Town's Cafeteria Flexible Benefit Plan. Opt-out payments are: Level of coverage Monthly opt-out payment Employee Only& Employee plus one $460.00 Employee plus two or more $600.00 The Town shall adjust the monthly flexible benefit contribution on an annual basis. 3.1 Cafeteria Plan The 2011 cafeteria plan provides plan participants with a flexible dollar amount Ca1PERS Public Employees Medical and Hospital Care Act (PEMHCA), Bay Area region. Effective January 1, 2012 and adjusted each January 1 thereafter, the cafeteria plan flexible dollar amount will be capped at the Kaiser premium, by level of coverage, -- , _ • -- - - PEMHCA medical plans available to the employee. Employees selecting a medical plan for which the cost is greater than the Town's flexible dollar amount shall pay the cxces3 7 Resolution No.70-11 Page 111 • 411 Town of Los Altos Hills Classification and Compensation Plan to receive an opt out payment in lieu of Town paid medical. Opt out payments are: Level of coverage . .. . ••-• $4.60.00 Employee plus two or more $600.00 3.2 Designated Health Contribution Toward Health Premium The Town contracts with PEMHCA for health insurance and pays the minimum monthly health contribution toward the health premium, as established by PEMHCA on an annual basis, for eligible employees, elected officials, and qualifying retirees. For eligible employees, this benefit begins on the first day of the calendar month following the employee's hire date and terminates on the last day of the calendar month following the employee's separation date. For 2012, the PEMCHA contribution for health is $112 per month for eligible employees, elected officials, and qualifying retirees. Retirees will be required to qualify as Ca1PERS annuitants and meet all statutory and legal requirements necessary to receive this benefit. The $112 health contribution is included in the Cafeteria and Flexible Benefit fund amounts described in Section 3.1. 3.2 Health Plan The Town contracts with PEMHCA for health insurance and pays the minimum monthly premium, as established by PEMHCA on an annual basis, for eligible calendar month following the employee's separation date. 3.3 Dental Plan The Town contracts for dental insurance and pays the full premium for eligible employees, elected officials and their eligible dependents. This benefit begins on the first day of the calendar month following the employee's hire date and terminates on the last day of the calendar month following the employee's separation date. 3.4 Vision Plan The Town contracts for vision insurance and pays the full premium for eligible employees, elected officials, and their eligible dependents. This benefit begins on the first day of the calendar month following the employee's hire date and terminates on the last day of the calendar month following the employee's separation date. 8 Resolution No.70-11 Page 112 • • Town of Los Altos Hills Classification and Compensation Plan 3.5 Employee Wellness Permanent full-time employees with at least one year of service to the Town are provided a $900 employee wellness allowance in 2011-12 for programs, activities, and equipment that promote good health. Guidelines for the 2011-12 program will be established by the City Manager. This benefit is made possible by a grant from the Town's Workers' Compensation insurer and is available only for 2011-12. 3.6 Life and Accidental Death and Dismemberment Insurance The Town contracts for a term life insurance policy and pays the full premium for eligible employees. The benefit amount is equal to the employee's annual salary, with the exception of the City Manager's which is set by contract. This may be a taxable benefit to the employee. The Town also contracts for a accidental death and dismemberment insurance policy and pays the full premium for eligible employees. The benefit amount varies based on each specific condition and is set by the policy document. 3.7 Long Term Disability Insurance The Town contracts for a long term disability insurance policy and pays the full premium for eligible employees. Employees are insured against long-term disability through third-party insurance which provides sixty percent (60%) of an employee's monthly earnings to a maximum benefit of$5,000 per month, in the event of a disability which occurs outside of the work place. Workers Compensation insurance provides coverage for on-the-job injuries. Coverage begins ninety (90) days following a disabling event and continues to an end date determined by the employee's age. 9 Resolution No.70-11 Page 113 • • Town of Los Altos Hills Classification and Compensation Plan 3.8 Workers' Compensation 3.8.1 General Description Through worker's compensation, employees are insured against losses due to job- related illness or injury. Under this program, medical expenses are paid and, while disabled, employees are eligible for weekly compensation based on their salary. 3.8.2 Eligibility Regular, full-time employees and part-time employees and temporary employees are eligible for this benefit. Retired employees are not eligible for this benefit. 3.8.3 Benefit When an employee suffers a workers' compensation injury, the employee is eligible for receipt of two-thirds (2/3) of his/her salary or the amount statutorily assigned by the State of California, whichever is lower, as well as authorized health care costs, through the workers compensation claim. Employees on workers' compensation leave may use accrued sick leave to supplement any monetary difference between their normal rate of pay and workers compensation's temporary disability benefits. 3.8.4 Method of Administration Workers compensation claims are administered for the Town by a third party administrator. All on-the-job injuries must be reported to the Finance Department immediately. When an employee makes a workers' compensation claim, the claim must be submitted to the Town on the appropriate claim form, and must be accompanied with verification of the injury by a physician as well as the recommendation that the employee be absent from work for a certain length of time to allow recovery from the injury. The third party administrator makes the determination as to whether a claim is eligible for payment and which medical bills are eligible for reimbursement. 10 Resolution No.70-11 Page 114 • Town of Los Altos Hills Classification and Compensation Plan 3.9 Employee Assistance Program 3.9.1 General Description The Employee Assistance Program is a confidential referral service for help in dealing with many kinds of personal problems that an employee may have. This program is an effective manner to deal with employee issues that, while affecting employee performance, are beyond the scope of management's control. The services provided include counseling, crisis intervention, training and consultation. 3.9.2 Eligibility Regular, full time employees and part time employees who regularly work twenty (20) hours per week or more are eligible for this benefit. Part time employees who work less than twenty (20) hours per week and temporary and retired employees are not eligible for this benefit. 3.9.3 Benefit The Town provides an Employee Assistance Program through Magellan Behavioral Health, Inc (Magellan). The program offers assessment, counseling, 24-hour crisis intervention, child/elder care services, legal and financial resources, management consultation, supervisor training and employee workshops. 3.9.4 Method of Administration The cost of the Employee Assistance Plan is paid by the Town. Employees may confidentially use the services of Magellan without prior approval of a Town supervisor or City Manager. 3.10 Uniforms and Safety Gear Town employees who work in the field may be provided uniforms and safety gear necessary to protect the employee's well being and establish a consistent Town image. The City Manager shall determine which employee classifications are eligible for this benefit and what type of uniform or safety gear is appropriate. The Town's annual budget includes a line item for this benefit and purchases must be authorized by the employee's department head, under the general guidance of the City Manager. Uniforms and safety gear are replaced as deemed necessary by the department head. 11 Resolution No.70-11 Page 115 • • Town of Los Altos Hills Classification and Compensation Plan SECTION 4 OTHER BENEFITS 4.1 Deferred Compensation 4.1.1 General Description Town employees are eligible to participate in approved deferred compensation plans through payroll deductions. These deductions are forwarded to the appropriate institution by the Town at the time that each payroll is issued. 4.1.2 Eligibility Regular, full-time employees and part-time employees who regularly work twenty (20) hours per week or more are eligible for this benefit. Part-time employees who work less than twenty (20) hours per week and temporary and retired employees are not eligible for this benefit. 4.1.3 Benefit The two companies that are approved by the Town to administer this benefit are the Hartford Insurance Group and the ICMA Retirement Trust Corporation. Deferred compensation is self-funded with no contribution from the Town unless otherwise stipulated by contract. Employees who elect to participate have an amount deducted from each paycheck deposited directly into their deferred compensation account. The amount of the maximum annual contribution is determined by federal and state regulations. 4.1.4 Method of Administration Deferred compensation transactions are handled as payroll deductions. Deductions from an employee's gross pay are deposited in the appropriate account and are itemized on the employee's check stub. Taxable income at year end is based on an employee's post-deduction gross pay. Federal and state income taxes are not calculated or withheld on amounts deposited in employee deferred compensation accounts, as they are deferred until withdrawals from the accounts begin(usually upon retirement). 12 Resolution No.70-11 Page 116 • • Town of Los Altos Hills Classification and Compensation Plan 4.2 Credit Union All Town employees are eligible to become members of the Santa Clara County Employee's Credit Union. The advantages of the programs offered to member employees are typical of credit union membership, at no cost to the Town. 4.3 Automobile Allowance 4.3.1 General Description The automobile allowance provides reimbursement for the maintenance and use of a management employee's personal vehicle for Town business. This benefit is in lieu of a Town provided vehicle. 4.3.2 Eligibility All management employees as defined by Section 5.2 are eligible for this benefit. 4.3.3 Benefit Management employees will receive a monthly allowance of two hundred fifty dollars and zero cents ($250.00) per calendar month as compensation for the use of their personal vehicle while conducting Town business. The City Manager's automobile allowance is set by contract. 4.3.4 Method of Administration This benefit is paid each pay period worked during the calendar year at the rate of two hundred fifty dollars and zero cents($250.00)per calendar month. 4.4 Parks &Recreation Program Registration Fees The Town's non-resident surcharge for parks and recreation programs shall be waived for employees and their dependents. If the program reaches capacity, a non-resident employee or dependent will be required to pay the non-resident surcharge. 4.5 Tuition Reimbursement With the advance written approval of the City Manager and upon satisfactory completion with a grade "B" or "3.00" or better, the Town shall reimburse an eligible, permanent employee for the cost of tuition(on a course-by-course basis) for courses having a strong nexus to the employee's service to the Town and taken at a college, university, or technical school. Reimbursements are limited to $1,500 per fiscal year. 13 Resolution No.70-11 Page 117 • • Town of Los Altos Hills Classification and Compensation Plan SECTION 5 RETIREMENT 5.1 Pension—Tier I 5.1.1 General Description The Town's retirement program provides employees with benefits through their retirement years in an amount which is based upon years of service, age of employee at the beginning of their retirement and the three highest years' compensation during their tenure. 5.1.2 Eligibility All regular, full-time and part-time employees who work twenty (20) hours per week or more hired prior to August 31, 2011 are members of the California Public Employees Retirement System (Ca1PERS) and included in Tier I. In order to be eligible any such employee must meet all applicable Ca1PERS eligibility rules. 5.1.3 Benefit The Town contributes an employer share of retirement contribution based on the gross salary for each eligible employee, and also pays the employee's share of the retirement contribution. The employee's share is equal to 7%of their yearly gross salary. No deduction is made from an employee's earnings for this retirement benefit.. Employees of the Town eligible for this benefit do not pay into the Social Security system. The Town's contract with CalPERS provides service retirement benefits under the "2% at 55" formula. The formula uses a multiplier of x %, times the number of years of service, to determine retirement benefits at a given age. For example, under the 2% at 55 formula, a retiree with 10 years of service retiring at age 55 would receive an annual retirement benefit of 20% of his/her fmal (adjusted) annual salary. The earliest retirement date is age 50, with at least 5 years of service. The table below shows the"benefit factor", or multiplier for the 2% at 55 plan. 14 Resolution No.70-11 Page 118 • • Town of Los Altos Hills Classification and Compensation Plan 2%@ 55 Retirement Percent Age Per Year X 50 1.426 51 1.522 52 1.628 53 1.742 54 1.866 55 _ '2.000 56 2.052 57 2.104 58 2.156 59 2.210 60 2.262 61 2.314 62 2.366 63 and over 2.418 5.1.4 Method of Administration The Finance Department makes the appropriate payment to Ca1PERS with each payroll cycle. Ca1PERS keeps detailed records of each employees account and sends annual statements to all employees at the end of the fiscal year. Once an employee retires, Ca1PERS administers the retirement benefit to the former employee. Ca1PERS offers many retirement planning workshops throughout the year to assist employees with retirement planning decisions. Details regarding the accrual and disbursement of retirement benefits can be discussed directly with a Ca1PERS representative. 5.2 Pension—Tier II 5.2.1 General Description The Town's retirement program provides employees with benefits through their retirement years in an amount which is based upon years of service, age of employee at the beginning of their retirement and the three highest years' compensation during their tenure. 5.2.2 Eligibility All regular, full-time and part-time employees who work twenty (20) hours per week or more hired after August 31, 2011are members of the California Public Employees Retirement System (Ca1PERS) and included in Tier II. In order to be eligible any such employee must meet all applicable Ca1PERS eligibility rules. 15 Resolution No.70-11 Page 119 • • Town of Los Altos Hills Classification and Compensation Plan 5.2.3 Benefit The Town contributes an employer share of retirement contribution based on the gross salary for each eligible employee. The employee's share is equal to 7% of their yearly gross salary and is deducted from the employee's earnings on a pre- tax basis for this retirement benefit, Employees of the Town eligible for this benefit do not pay into the Social Security system. The Town's contract with Ca1PERS provides service retirement benefits under the "2% at 60" formula. The formula uses a multiplier of x %, times the number of years of service, to determine retirement benefits at a given age. For example, under the 2% at 60 formula, a retiree with 10 years of service retiring at age 60 would receive an annual retirement benefit of 20% of his/her fmal (adjusted) annual salary. The earliest retirement date is age 50, with at least 5 years of service. The table below shows the"benefit factor", or multiplier for the 2% at 60 plan. 2%@ 60 Retirement Percent Age Per Year X 50 1.092 51 1.156 52 1.224 53 1.296 54 1.376 55 56 1.552 57 1.650 58 1.758 59 1.874 60 2.000 61 2.134 62 2.272 63 and over 2.418 5.2.4 Method of Administration The Finance Department makes the appropriate payment to Ca1PERS with each payroll cycle. Ca1PERS keeps detailed recordsof each employees account and sends annual statements to all employees at the end of the fiscal year. Once an employee retires, Ca1PERS administers the retirement benefit to the former employee. Ca1PERS offers many retirement planning workshops throughout the year to assist employees with retirement planning decisions. Details regarding the accrual and disbursement of retirement benefits can be discussed directly with a Ca1PERS representative. 16 Resolution No.70-11 Page 120 • • Town of Los Altos Hills Classification and Compensation Plan 5.3 Retiree Medical Reimbursement 5.3.1 Town Retirees and Employees Receiving Town Medical Benefits as of October 11, 2007 Employees of the Town who were employed by the Town and receiving Town medical benefits as of October 11, 2007 are eligible for this benefit upon retirement from the Town. Additionally, retirees of the Town as of October 11, 2007 are eligible for this benefit. These eligible retirees shall receive contributions through their retirement years towards medical benefits in an amount that is equal to what active employees receive in the cafeteria plan. An individual must also qualify as a Ca1PERS annuitant in order to receive this benefit. Anyone who was not a Town retiree or employed by the Town and receiving Town medical benefits as of October 11, 2007, will not receive this benefit. 5.3.1 General Description The Town's retiree medical reimbursement program provides employees 5.3.2 Retirees That Were Not Employed by the Town and Receiving Town Medical Benefits Before October 12, 2007. Any Town employee hired or first receiving medical benefits on or after October 12, 2007 shall only be eligible to potentially receive a retiree medical contribution equal to the PEMHCA minimum health contribution amount described in Section 3.2. Retirees will be required to qualify as Ca1PERS annuitants and meet all statutory and legal requirements necessary to receive such a benefit. 5.3.2 Eligibility Employees of the Town who were eligible for medical benefits as of October 11, 2007 are eligible for this benefit upon retirement from the Town. Additionally, retirees of the Town as of October 11, 2007 arc eligible for this 5.3.3 Method of Reimbursement The Town shall reimburse retirees the amount deducted from their monthly pension provided by Ca1PERS up to the maximum retiree medical contribution they are entitled to receive pursuant to this section. 5.3.3 Benefit 17 Resolution No.70-11 Page 121 • • Town of Los Altos Hills Classification and Compensation Plan The Town shall reimburse retirees the amount deducted from their . 5.3.4 Method of Administration The Town will issue reimbursements to pay eligible the retirees on the first business day following January 1 and July 1 of each year an estimated six month premium deduction from the retiree's pension. If the estimate is less than the actual deduction, the Town will reimburse the retiree the difference upon receipt of written request for reimbursement from the retiree. If the estimate is more than the actual deduction, the Town will deduct the overpayment from the next scheduled reimbursement. All correspondence from the retiree to the Town shall be addressed. City Manager Town of Los Altos Hills 26379 Fremont Road Los Altos Hills, CA 94022 18 Resolution No.70-11 Page 122