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RESOLUTION NO. 103-86
A RESOLUTION APPROVING AND AUTHORIZING EXECUTION OF
AGREEMENT FOR AUDIT SERVICES BETWEEN THE CITY OF THE
TOWN OF LOS ALTOS HILLS AND C.G. UHLENBERG & CO, A PARTNERSHIP
RESOLVED, by the City Council of the City of the Town of Los
Altos Hills , County of Santa Clara, State of California, that
WHEREAS , the City Council of the City of the Town of Los Altos
Hills has read and considered that certain Agreement for Audit Ser-
vices between the City of the Town of Los Altos Hills and Robert E.
Barsanti, Robert E. Engstrom, Robert E. McDonald and Peggy Au, part-
ners doing business under the firm name and style of C.G. UHLENBERG
& CO. , a partnership, for examination. of the accounts and financial
statement records of the City for the fiscal year 1985-86 ,
NOW, THEREFORE, IT IS HEREBY FOUND, ORDERED AND DETERMINED as
follows :
1. Public interest and convenience require the entering into
of an Agreement for Audit Services; and the City of the Town of Los
Altos Hills hereby approves the hereinabove described Agreement.
2 . The City of the Town of Los Altos Hills shall enter into,
and the Mayor and City Clerk of the City of the Town of Los Altos
Hills be, and they and each of them hereby is authorized and directed
on behalf of said City, respectively, to execute and attest the
above described Agreement for Audit Services .
REGULARLY passed and adopted this 16th day of July, 1986 .
ACTING MAYOR
ATT
(71:/)
CITY CLE
AGREEMENT FOR AUDIT SERVICES
THIS AGREEMENT, made and entered into by and between Robert E.
Barsanti, Robert E. Engstrom, Robert E. McDonald and Peggy Au, part-
ners doing business under the firm name and style of C.G. UHLENBERG
& CO. , a partnership,
herein called "ACCOUNTANT" , and the CITY OF THE TOWN OF LOS ALTOS
HILLS, a Municipal Corporation of the State of California, herein
called "TOWN" ,
WITNESSET H:
WHEREAS, TOWN desires to contract for necessary examination of
the accounts and financial records of TOWN; and
WHEREAS, ACCOUNTANT is willing to perform the herein described
professional services upon the terms and conditions herein set forth,
• NOW, THEREFORE, in consideration of the mutual promises, coven-
ants and agreements herein set forth, the parties do hereby, agree
as follows:
1. ACCOUNTANT shall perform the following professional services
in connection with the fiscal year 1985-86:
(a) Perform an examination and audit of the financial state
ments of TOWN in accordance with generally accepted
auditing standards , including but not limited to the
recommendations of the American Institute of Certified
Public Accounts and the National Committee on Govern-
mental Accounting. The examination and audit shall
include TOWN's eight (8) operating funds and five (5)
special assessment district funds and ACCOUNTANT
shall provide:
i. Statement of Cash Balances and Cash Receipts and
Disbursements broken down by TOWN Funds,
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ii. Comparison of receipts with the estimated amount
of receipts estimated by TOWN in its budget.
iii. Comparison of disbursements with amounts budgeted
by TOWN, and
iv. Cash Balances of each Fund of the TOWN and of
what such balances consist,
v. Statement of Receipts and disbursements for TOWN
Assessment Districts.
(b) Perform an examination and audit of the federal revenue
sharing transactions of TOWN in accordance with the
Federal Revenue Sharing Program' s audit and reporting
requirements.
(e) Perform a review of the TOWN's system of internal con-
trol, including an evaluation of TOWN's operating and
accounting procedures , and prepare a "Management Letter"
notifying TOWN of any discrepancies or irregularities
which are discovered during the course of this review,
together with any recommendations concerning changes
to correct any inefficiencies or weaknesses in inter-
nal procedures which are discovered in connection
with this review.
(d) Assist TOWN to obtain an unqualified auditor's opinion
concerning its financial statements.
2. ACCOUNTANT shall prepare and furnish to TOWN twenty (20)
copies each of the Audit Report, Federal Revenue Sharing Report and
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Management Letter, respectively, on or before September 30, 1986.
Prior to completing the services herein provided, ACCOUNTANT
shall consult with TOWN to determine that all required information
is included in the financial statements.
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• Any exceptions proposed to be taken in the Audit Report or in
the Federal Revenue Sharing Report, or in either of them, shall be
called to TOWN's attention prior to its issuance in order that TOWN
may provide appropriate guidance to ACCOUNTANT concerning any pro-
posed exceptions.
3. TOWN shall pay ACCOUNTANT in full for all auditing services
performed in connection with the fiscal year 1985-86 , as follows:
(a) Following the close of each calendar month, ACCOUNT-
ANT shall render an invoice to TOWN for services
performed during the preceding calendar month, in
accordance with the following Schedule of Charges,
and which invoice shall be paid upon approval there-
of by the City Council ,to wit:
Schedule of Charges
Job Title Hourly Rate
Partner $ 90.00
Audit Manager 70.00
Staff Person 40. 00-55. 00
(b) Provided, however, the total amount to be paid to CON-
SULTANT for services performed and costs incurred shall
not exceed a total of Five Thousand Two Hundred Fifty
Dollars ($5 ,250) unless prior approval therefor has
been given, in writing, by the City Council.
4. ACCOUNTANT is willing to perform the same professional ser-
vices as outlined above for TOWN for the fiscal years 1986-87 and
1987-88, respectively, if requested by TOWN in writing to do so not
later than sixty (60) days prior to the end of the fiscal year in-
volved. If TOWN requests ACCOUNTANT to perform services for either
1986-87 or 1987-88 fiscal year, the compensation to be paid therefor
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• shall be agreed upon by TOWN and ACCOUNTANT in an addendum to the
within Agreement. In order to assure continuity, ACCOUNTANT shall
assign the same personnel, or as many of the same personnel who
continue to be employed by ACCOUNTANT as possible, to perform the
professional services required under this Agreement if ACCOUNTANT
is requested to perform them for the 1986-87 or 1987-88 fiscal year,
as the case may be.
5. All professional services to be provided shall be performed
by ACCOUNTANT, or members of his staff, under the direct supervision
of ACCOUNTANT. This Agreement may be terminated by either party
upon written notice to the other party, in the event of substantial
failure of performance by such other party.
6. Upon request of TOWN, ACCOUNTANT shall make available the
personnel who perform professional services under this Agreement to
consult with the City Manager, or other members of the administra-
tive staff or officials of TOWN.
7. ACCOUNTANT shall indemnify and hold harmless the City of
the Town of Los Altos Hills, its officers , employees and agents
from and against any and all claims , demands, causes of action,
orders, decrees or judgments for injury, or death, or damage to
person or property, loss, damage and liability (including all
costs and attorney' s fees incurred in defending any claim, demand
or cause of action) occasioned by, growing out of, or arising or
resulting from its negligent acts or the negligent act of its agents
or employees.
8. ACCOUNTANT shall take out and maintain during the entire
term of this Agreement professional liability insurance and shall
file with the City Clerk of TOWN, a Certificate of the professional
liability insurance.
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9 . ACCOUNTANT is an independent contractor and not an agent,
li subagent, or employee of TOWN. ACCOUNTANT shall not assign or trans-
fer its interest in this Agreement without the written consent of
TOWN.
10 . TOWN and ACCOUNTANT, and each of them, each bind themselves,
their respective successors, legal representatives and assigns to the
other party to this Agreement, and to the respective successors,
legal representatives and assigns of such other party in respect to
all covenants of this Agreement.
IN WITNESS WHEREOF, the parties hereto have caused this Agree-
ment for Audit Services to be executed as follows::
BY ACCOUNTANT this g3 fA . day of / , 1986; and
i /
BY TOWN this 22.°A' day of 411 , 1986 .
%
ROBED' E. McDONALD `O:ERT E. BAR `• TI
PEGGY Ai ROBE T E. ENST,;4M
Partners doing business under the firm name and style of
C.G. UHLENBERG & CO. , a Partnership
(ACCOUNTANT)
CITY OF THE TOWN OF LOS ALTOS HILLS
a Municipal Corporation of the
State of California,
ATTEST:
ACTING MAYOR
(TOWN)
CITY LERK
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